- Bank of America (Charlotte, NC)
- …effectiveness of controls supporting the model life cycle including model governance , development, validation, on-going monitoring, and model change management. Job ... effectiveness of controls supporting the model life cycle including model governance , development, validation, on-going monitoring, and model change management. +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Product Owner (Product Manager ) to join our Agile Transformation product team within Wealth & Investment Management. ... key performance indicators and identifies improvement opportunities while ensuring all regulatory and compliance needs are met **Required Qualifications:** + 2+… more
- Bank of America (Charlotte, NC)
- …and capital management objectives of the company,supporting market execution, analytics, and governance across a broad set of debt and capital products. The teamhas ... its liquidity and capital footprint through evolving market and regulatory environments with an emphasis on attention to detail,...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Wells Fargo (Charlotte, NC)
- …that evaluates the effectiveness of risk management, control, and governance processes. The internship experience includes relationship building, work assignments, ... becoming familiar with policies and procedures. + Receive direction from a manager and exercise independent judgment. + Collaborate and consult with peers,… more
- Wells Fargo (Charlotte, NC)
- …+ Execute and document work in accordance with Wells Fargo Audit Services policy + Identify and develop compensating controls that mitigate audit findings and make ... recommendations to management + Inform manager of situational issues that might compromise objectivity or...papers according to the standards of the Internal Audit policy and guidance + Demonstrate professional skepticism while performing… more
- Bank of America (Charlotte, NC)
- …Top of House (TOH) and Line of Business (LOB) specific reports or regulatory related reporting. **Responsibilities:** + Sets or supports the oversight of the ongoing ... changes in credit quality to communicate to senior management + Ensures adherence to policy and standards and performs due diligence that the risk is within the… more
- Wells Fargo (Charlotte, NC)
- …and external channels, ensuring compliance with publishing standards and regulatory requirements. Additionally, this individual will collaborate with communicators, ... + Monitor workflows to ensure compliance with publishing standards and regulatory guidelines + Generate distribution compliance reports and support testing for… more
- Bank of America (Charlotte, NC)
- …Specialist (CAMS) **Skills:** + Critical Thinking + Fraud Management + Regulatory Compliance + Written Communications + Investigation Management + Policies, ... of Business (LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs +...+ Enhanced Due Diligence + Customer Due Diligence + Regulatory Knowledge + Case Investigations & Resolution + High… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Senior Retail Investment Research Analyst to join the Global Manager Research (GMR) Team as part of Wealth & Investment Management. Learn more ... Draft communications to the field, including communications related to changes in money manager ratings, manager updates and topical white papers + Perform risk… more
- Wells Fargo (Charlotte, NC)
- …college to corporate transitional development:** In conjunction with your business manager 's training plans, your program manager will support delivery ... across the organization, and other cross-company events. + **Receive professional support:** Each manager will match you with a colleague who will be available on a… more