- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as needed + Oversight of the coding of eligible securities with RJ Operations + Provides subject matter expertise and guidance for initiatives related to collateral ... and accounting records and reports, as required by senior management and regulatory agencies + Handles escalations related to collateral and makes risk-based… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …additional ad-hoc reporting as required. + Ensures policies, procedures, and regulatory requirements are considered in process reviews. + Operates standard office ... and business process management. + Principles of finance and securities industry operations . + Financial markets and products. + Performance management. **Skill in**… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** Oversee the day-to-day operations of a Raymond James & Associates (RJA) retail branch. May service clients in his/her own book of business. ... + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures. + Supervises daily trading and other office activities.… more
- Pearson (Tallahassee, FL)
- …with strategic partners and internal stakeholders + Ensure compliance with regulatory requirements and internal policies. Support dispute resolution if issues arise ... you may request reasonable accommodations by emailing ###@grp.pearson.com. **Job:** Operations **Job Family:** ENTERPRISE **Organization:** Corporate Strategy & Technology… more
- JPMorgan Chase (Tampa, FL)
- …services. In this role, you will resolve client requests, enhance operations , and identify product/service gaps and development opportunities. Leveraging your ... ensuring compliance with risk policies and educating clients on legal and regulatory changes. + Participate in the end-to-end change management process, including… more
- Target (Miramar, FL)
- …follow all safe and secure training and processes + Address store needs (emergency, regulatory visits, etc.) + All other duties based on business needs **WHAT WE ARE ... or moving merchandise up to 40 pounds + Accurately handle cash register operations and cash transactions + Flexible work schedule (eg, nights, weekends and holidays)… more
- Deloitte (Jacksonville, FL)
- …market-leading experience? Do you have an in-depth technical knowledge of the regulatory landscape and business environments in which global clients operate around ... breadth of Global Employer Services to the client. + Supervise the daily operations of your engagement teams and their delivery of compliance and consulting… more
- Coinbase (Tallahassee, FL)
- …with customer support and compliance teams to build data solutions that improve operations , ensure regulatory accuracy, and enhance the customer experience. ID: ... P66578 *Pay Transparency Notice:* Depending on your work location, the target annual salary for this position can range as detailed below. Full time offers from Coinbase also include bonus eligibility + equity eligibility**+ benefits (including medical,… more
- Deloitte (Jacksonville, FL)
- …and rewards programs? Do you have an in-depth technical knowledge of the regulatory landscape and business environments in which global clients operate around the ... breadth of Global Employer Services to the client. + Supervise the daily operations of your engagement teams and their delivery of compliance and consulting… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our… more
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