- Monroe Community College (Rochester, NY)
- …Duties & Responsibilities: + Oversees the programming direction and the director/ manager for IT/Software learning and development including oversight of the ... State are not authorized by the College due to out-of-state tax and regulatory implications. In limited circumstances, prompted by business or operational needs, the… more
- Bank of America (New York, NY)
- …responsible for managing a major component of a product line, function, or multiple operations units within a large segment of the company's operations support ... Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global function with...that supports company Great Place to Work goals. + Manager of Process & Data: Challenges end-to-end process efficiency… more
- Raymond James Financial, Inc. (New York, NY)
- …of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our… more
- TD Bank (New York, NY)
- …related regulatory expectations. + Work with internal stakeholders (eg, operations , cyber risk, treasury, technology) to ensure preparedness and alignment with ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- City National Bank (New York, NY)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... effective controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters. This… more
- American Express (New York, NY)
- …addition, IAG has a Professional Practices group responsible for managing audit operations , quality, and standards; regulatory relations; reporting; training and ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data analytic… more
- TD Bank (New York, NY)
- …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth by ... and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and self-ID findings are remediated and...Regulators) + In-depth knowledge of OCC, RIA and B/D Operations , investment products, trust + Must be able to… more