• Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …+ Recognized compliance certificate or equivalent preferred. + Skilled knowledge of regulatory / compliance requirements and the operations of a single client ... ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will... risk appetite based on an understanding of business operations and stakeholder needs. + Consult on new products,… more
    BMO Financial Group (09/22/25)
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  • CMSU Research Packaging Coordinator III

    University of Rochester (Rochester, NY)
    … manager , assume short-term responsibility for specific aspects of day-to-day operations . + Participate directly in inspections by regulatory agencies and ... external auditors: With oversight of the functional manager provide support for regulatory inspections and external audits, and when needed interact directly… more
    University of Rochester (09/23/25)
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  • Vice President of Innovation and AI

    Wolters Kluwer (New York, NY)
    …and test technical and GTM feasibility + Experience with legal content, regulatory tracking, compliance frameworks, or professional publishing operations + ... Legal and Regulatory US is focused on the strategic use...Medical Claims and Content, Retirement Plan Compliance and Legal Operations Software. In addition, within the Legal Research space,… more
    Wolters Kluwer (09/10/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... compliance with regulatory requirements, Bank policies and risk appetite. Members of...requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports… more
    TD Bank (08/21/25)
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  • Quality Specialist

    CSL Plasma (Cheektowaga, NY)
    **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...company directives are adhered in order to support the operations and quality requirements for business operations .… more
    CSL Plasma (07/25/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …a specialist resource within BMO Capital Markets with advanced knowledge of regulatory / compliance requirements and the operations of multiple business/groups. + ... on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies… more
    BMO Financial Group (09/25/25)
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  • Management Development Program - Controller's…

    M&T Bank (Buffalo, NY)
    …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description:**...of all financial data, promote compliance with all financial regulatory requirements, maintain an adequate system of internal financial… more
    M&T Bank (09/06/25)
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  • Vice President, Environmental Compliance

    MTA (New York, NY)
    …also includes coordination with MTA Headquarters consolidated partners to ensure seamless operations , and management of special projects at the direction of TBTA ... the MTA/TBTA Board, tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS, EVP, or SVPs, the… more
    MTA (09/17/25)
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  • Senior Direct Support Professional - Kingston…

    Gateway Hudson Valley (Kingston, NY)
    …Residential Counselor provides quality care to residents, supports the Residential Manager in coordinating day-to-day operations of the residential program, ... with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager... regulatory guidelines. Reports issues to the Residential Manager . + Ensure records for all assigned residents are… more
    Gateway Hudson Valley (08/14/25)
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  • Deposit Support Analyst III

    Heritage Financial Credit Union (Newburgh, NY)
    …of critical support functions including debit card processing, ACH and wire operations , IRA compliance, abandoned property processing, regulatory reporting, and ... ("DSA III") will work under the supervision of the Manager of Deposit Operations as part of...on charged back items (ATM/Debit/Credit) + Complete all annual regulatory reporting (eg, Abandoned Property, IRA Tax, and IRS).… more
    Heritage Financial Credit Union (09/15/25)
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