- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with NY Branch and review ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Equitable (New York, NY)
- …leadership role encompassing strategic investment management, asset-liability oversight, and manager accountability. Reporting to the Chief Investment Officer, the ... maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy adherence, aiming for zero violations of… more
- City National Bank (New York, NY)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU...or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with… more
- Wellington (New York, NY)
- …of applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those that pertain to ... Analyst will support Wellington Management's Global Private Investments Compliance program , focusing on information controls. As Wellington is expanding the… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …the program . + Contributes/Leads development of clinical sections of program level regulatory documents such as Investigators' Brochures, briefing books, ... functionally + Have medical/scientific expertise in the disease area of assigned program + Understand global regulatory environment including key regulatory… more
- TD Bank (New York, NY)
- …knowledge of the enterprise function's or business segment's strategy in leading program design, policy formulation or operating standards within one or more areas ... of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product,...meet the business needs on a complex project or program + Identifies and leads problem resolution for project/… more
- TD Bank (New York, NY)
- …compliance with US laws and regulations + Develops and maintains an OFAC compliance program in accordance with regulatory requirements + Supports OFAC and ABAC ... The Head of US Sanctions & ABAC provides expert regulatory advice and counsel for business lines and sanctions...for blocking, rejecting, and reporting to OFAC; manage ABAC program in the US. **Depth & Scope:** + Provides… more
- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... sense of integrity, we help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and comprehensive and… more
- University of Rochester (Rochester, NY)
- …Practices associated with CMSU's compliance with State, Federal, and other regulatory authorities. + Responsible for the hiring and professional development of ... and liaises with external vendors to ensure compliance with project and regulatory standards. + Responsible for administration of all internal Quality Assurance (QA)… more
- Ellis Medicine (Schenectady, NY)
- Under the direction of the Manager of Technical Services, the Point of Care Supervisor oversees Point of Care Testing (POCT) for all service areas within and outside ... onsite inspections of Hospital Healthcare Centers and will assist with regulatory compliance. Maintains and monitors Laboratory Quality Assurance programs. Provides… more