- BMO Financial Group (New York, NY)
- …stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal/external regulatory audits and/or ... across groups. Works with stakeholders to implement the methodology, metrics, and program standards for the assigned portfolio to ensure compliance and effective… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent ... with a strong focus on cybersecurity risk, operational resilience, and regulatory alignment. The role requires deep understanding of Canadian financial market… more
- Equitable (New York, NY)
- …leadership role encompassing strategic investment management, asset-liability oversight, and manager accountability. Reporting to the Chief Investment Officer, the ... maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy adherence, aiming for zero violations of… more
- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Gateway Hudson Valley (Poughkeepsie, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. Provide intensive case… more
- University of Rochester (Rochester, NY)
- …Development and Delivery of Training Programs: At the direction of the functional manager develop the training program and associated documentation to support ... regulatory agencies and external auditors: With oversight of the functional manager provide support for regulatory inspections and external audits, and when… more
- Wellington (New York, NY)
- …of applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those that pertain to ... Analyst will support Wellington Management's Global Private Investments Compliance program , focusing on information controls. As Wellington is expanding the… more
- TD Bank (New York, NY)
- …Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- MTA (New York, NY)
- …and expenditures. This position is responsible for all phases of the Environmental program and division and serves as the lead for environmental matters related to ... the MTA/TBTA Board, tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS, EVP, or SVPs, the… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...implementation of continuous improvement plans + Collaborate with Assistant Manager of Quality (AMQ), to be able to represent… more