- JPMorgan Chase (Charlotte, NC)
- …you'll be at the heart of our branch operations, working closely with the Branch Manager , branch employees, and our team of experts. Your role is crucial in ensuring ... precision and care, all while adhering to our policies, procedures, and regulatory requirements. A typical day will involve assisting clients with their… more
- TD Bank (Charlotte, NC)
- …to client and audit management. Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy. Provide subject ... and handle confidential information with discretion. Generally, reports to an Audit Group Manager or Senior Audit Group Manager role. MUST HAVE: 1.) Bachelor's… more
- Black & Veatch (Cary, NC)
- …transmission level voltage classes) + Utilize resources available for safety and regulatory standards (IEEE, IEC, NEC, NESC, NERC, ISO/RTO) to effectively define ... applies knowledge and complies with Black and Veatch quality program relative to assigned tasks + May be responsible...such as PSCAD, PSSE, PSLF, etc. + Experience with regulatory standards (IEC, IEEE, ISO/RTO, NEC, NERC, NESC) +… more
- Wells Fargo (Charlotte, NC)
- …and external channels, ensuring compliance with publishing standards and regulatory requirements. Additionally, this individual will collaborate with communicators, ... + Monitor workflows to ensure compliance with publishing standards and regulatory guidelines + Generate distribution compliance reports and support testing for… more
- TD Bank (Charlotte, NC)
- …meet governance and control guidelines. This role supports quality control and regulatory testing for the following US Treasury businesses: US Liquidity Management, ... and/or Recovery Planning. Experience planning and executing quality control and regulatory compliance testing are required for this role, including developing… more
- PNC (Raleigh, NC)
- …on a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. In this position you will: * Lead agile crew(s) performing ... experience/skills include: * Experience with blockchain or crypto-related legal and regulatory matters * Experience supporting global product launches and navigating… more
- TD Bank (Charlotte, NC)
- …assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity ... and direction to others + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues, trends, and evolving … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Product Owner (Product Manager ) to join our Agile Transformation product team within Wealth & Investment Management. ... key performance indicators and identifies improvement opportunities while ensuring all regulatory and compliance needs are met **Required Qualifications:** + 2+… more
- Bank of America (Charlotte, NC)
- …assess compliance with Bank Secrecy Act (BSA) / Anti-Money Laundering regulatory requirements. **Responsibilities:** + Executes audit strategy for the sound ... of risk-based auditing by defining audit scope and audit program , and leverages automation and innovative methods in a...to learn new subject matters in the Financial Crime regulatory compliance space and apply learnings to assist the… more
- Bank of America (Charlotte, NC)
- …thematic trends, test script updates, and coaching opportunities to enhance QA program success + Supports the overall management of and research required for ... regulatory exams, internal audits, and other monitoring and inspection...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more