- TD Bank (New York, NY)
- …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth ... communication and interpersonal abilities for top-tier client interaction and relationship management . + Deep understanding of regulatory compliance and risk… more
- Neuberger Berman (New York, NY)
- **Business Overview:** Neuberger Berman is an employee-owned global investment management firm with $509 billion in assets under management . The private markets ... investors + Insurance dedicated funds and other tax- and regulatory -capital-efficient structures for insurance companies + Collective investment trusts for… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports...assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory … more
- TD Bank (New York, NY)
- …to: Advisory services, Monitoring and Testing activities, Exam and Audit management , Program Remediation and Board/Executive level reporting in accordance ... planning activities within mandate + Designs US Fair and Responsible Banking program elements to meet relevant regulatory requirements, standards, and… more
- Gateway Hudson Valley (Beacon, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- American Express (New York, NY)
- …& Ethics (GCE) function / compliance process audits, business monitoring, and management and regulatory action plan validations, leveraging in depth knowledge ... Act (SCRA), Military Lending Act (MLA), etc. + Knowledge of Compliance risk management processes including governance, regulatory change management , risk… more
- WMCHealth (Valhalla, NY)
- …with the case manager and care coordinator, implement the discharge review program mandated by New York State Department of Health to facilitate issuance of ... Case Management Assistant Company: WMC Advanced Physician Services PC...of medical and pharmacology terminology, preferred + Knowledge of regulatory agency standards; Centers for Medicare & Medicaid Services,… more
- Rochester Regional Health (Rochester, NY)
- …scope of responsibility are made within all department, hospital and regulatory agency guidelines. RESPONSIBILITIES: + Operational Management . Comprehensive ... Job Title: Lead Specimen Management Tech Department: Specimen Processing Location: Elmgrove Park...communities we serve. SUMMARY: Under the direction of the Manager , oversees daily operational needs of the department associated… more
- BMO Financial Group (New York, NY)
- …stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal/external regulatory audits and/or ... + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance. + Builds… more
- Helio Health Inc. (Syracuse, NY)
- …governmental regulations. + Monitors provision of services when assigned. + Assures program record documentation compliance with agency and regulatory standards. ... position and also take into account information provided by the hiring manager and program . Job LocationsUS-NY-Syracuse Category Nursing Position Type Full-Time… more