- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent ... with a strong focus on cybersecurity risk, operational resilience, and regulatory alignment. The role requires deep understanding of Canadian financial market… more
- Equitable (New York, NY)
- …Officer-a single, integrated leadership role encompassing strategic investment management , asset-liability oversight, and manager accountability. Reporting ... and deliver rigorous attribution analysis with >90% explained variance. Ensure affiliated manager delivers benchmark targets with prudent risk management . +… more
- Gateway Hudson Valley (New Paltz, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- BMO Financial Group (New York, NY)
- …activities to ensure program remains current and aligned with BMO Compliance Program . + Advises first line of defense management and employees on compliance ... coaches employees, supports their development, and manages poor performance. + Management oversight for establishing and reinforcing compliance programs & protocols… more
- TD Bank (New York, NY)
- …+ Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Corporate Cash Management \. Such advice will be tailored to resolving issues...will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and… more
- Wellington (New York, NY)
- …of applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those that pertain to ... **About the Role** The Senior Compliance Analyst will support Wellington Management 's Global Private Investments Compliance program , focusing on information… more
- Gateway Hudson Valley (Kingston, NY)
- …supports the Residential Manager in coordinating day-to-day operations of the residential program , and acts as the manager on duty as assigned and ... with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager...Assist with the daily staff scheduling of the residential program . Assist the Residential Manager in finding… more
- MTA (New York, NY)
- …with federal, state, and local agencies (eg, NYSDEC, EPA) Significant experience in program management for large government agencies or businesses with highly ... position is responsible for all phases of the Environmental program and division and serves as the lead for...MTA Headquarters consolidated partners to ensure seamless operations, and management of special projects at the direction of TBTA… more