- TD Bank (New York, NY)
- … (BRIM) team is accountable for cross-functional execution of the TD Business Continuity Management (BCM) program and Incident Management Protocol (IMP) for ... operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management , Outsourcing & Vendor Management , Regulatory … more
- University of Rochester (Rochester, NY)
- …industry conference exhibits when needed. + Participate directly in inspections by regulatory agencies and external auditors. Document Management : + Accurately ... of Training Programs: At the direction of the functional manager develop the training program and associated...agencies and external auditors: With oversight of the functional manager provide support for regulatory inspections and… more
- TD Bank (New York, NY)
- …preferably in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...operations. + Reporting compliance status data to operational quality management + Collaborate with center management in… more
- Sunrise Senior Living (Plainview, NY)
- …for bathing, laundry, and housekeeping services. + Conducts monthly Lead Care Manager Meetings. **Quality Assurance and Regulatory Compliance** + Follows all ... Coordinator (RCC) is responsible for providing overall leadership and management of the Assisted Living, Terrace Club and/or Reminiscence...of and service planning for residents, leading the care manager team in the provision of high quality, safe… more
- TD Bank (New York, NY)
- …(eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Help to ensure TDS meets regulatory ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial… more
- City of New York (New York, NY)
- …progressively responsible clerical/administrative experience requiring independent decision-making concerning program management or planning, allocation for ... of the City. The Bureau of Water Supply seeks to hire an Administrative Manager , M-3 to serve as Director, Environmental, Health and Safety in the Environmental,… more
- Gateway Hudson Valley (Poughkeepsie, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. Provide intensive case… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... Recruit and develop talented testing professionals to support the program . + Liaise and build a strong relationship with...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Advanced project management … more
- Mizuho Corporate Bank (New York, NY)
- …of different business areas of MUSO to evaluate the effectiveness of risk management and governance processes. As with counterparts in London, Hong Kong and ... for Mizuho's business. In addition, covering assigned areas through relationship management and continuous monitoring, managing the audit process from initiation to… more