- City National Bank (Jersey City, NJ)
- …(eg FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination of ... continuous monitoring, coordination of IA responses to US regulatory examinations, and the verification of regulatory ...development support. * Supporting Executive and Board IT related reporting for CNB. * Develop capability of team use… more
- BlackRock (Princeton, NJ)
- …lifecycle management and business strategy enablement. + Technical accounting and regulatory reporting guidance. + Portfolio trade compliance monitoring and ... Elevate your career by joining the world's largest asset manager ! Thrive in an environment that promotes positive relationships...a plus + Understanding of US GAAP and SEC regulatory reporting requirements. + Fund / product… more
- TD Bank (Mount Laurel, NJ)
- …policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and ... and/or non-standard requests + Researches and investigates a range of operational / reporting / process issues + Recommends and implements solutions within own area… more
- TD Bank (Mount Laurel, NJ)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline to deliver objective… more
- Citigroup (Jersey City, NJ)
- …Markets Risk & Credit Risk, Liquidity and enablement of the various downstream Regulatory Reporting & Regulatory Compliance delivery commitments + Ensure ... controls, documentation, and approvals including implementation of new and revised regulatory reporting requirements **Qualifications & Skills required:** + 8+… more
- TD Bank (Marlton, NJ)
- …**Job Description:** The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction ... (OSJ). This job assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a...team also maintains and performs various centralized controls and reporting . This job works closely with the Market Supervision… more
- MUFG (Jersey City, NJ)
- …with complex security technologies, risk management, secure system design, and regulatory compliance. The candidate must demonstrate **advanced knowledge of risk ... governance** , control frameworks (eg, NIST 800 series), regulatory requirements, and the ability to translate technical risks into enterprise-level risk management… more
- TD Bank (Mount Laurel, NJ)
- …the team reviews FCRM exit decisions and oversees the tracking, reporting , escalations, and restrictions related to customers identified as posing increased ... knowledge of broader related areas + Provides advanced analysis and/or specialized reporting to support business partners, functional areas, or centers of expertise… more
- TD Bank (Mount Laurel, NJ)
- …leadership **Preferred Qualifications:** + Strong knowledge of US Treasury Regulations and Regulatory Reporting + Strong internal controls knowledge and the ... efficiency. A successful candidate will have knowledge of the US Treasury Regulatory and Reporting environment and effective communication skills with the… more
- TD Bank (Cherry Hill, NJ)
- …develop and implement proactive strategies, tactics and programs to effectively manage regulatory oversight and governance issues + Develops and implements sales and ... plans and requirements + Keeps up to date on regulatory issues affecting the governance and control of the...+ Develops and implements relevant sales force management and reporting tools and metrics; Provides analysis and reporting… more