- TD Bank (Charlotte, NC)
- …related regulatory requirements + Develops testing documentation and results reporting in-line with testing requirements + Understands the use of controls for ... procedures, and expectations or non-compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing methodology… more
- Wells Fargo (Charlotte, NC)
- …execution of governance routines such as adherence monitoring, controls, metrics, reporting , key performance indicators, and escalation. You will also support the ... for AI governance framework, including review and ingestion of regulatory changes to AI; maintenance of mapping to AI...resolve issues and achieve goals + Coordinate with vendor manager on third party assets to manage information security… more
- TD Bank (Charlotte, NC)
- …**Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction ... (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a...trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates matters… more
- Bank of America (Charlotte, NC)
- …will require extensive ad hoc research and commentary for outliers impacting regulatory reporting . Successful candidates will partner with Technology and the ... / General Ledger. + Experience with providing supporting for regulatory reporting , submitting data for senior level...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Fresenius Medical Center (Charlotte, NC)
- …philosophy. Adheres to the FVC/FMCNA Compliance Program, including following all regulatory and FVC/FMS policy requirements. Provides direct nursing care pre, during ... and post procedure, under the direction of the Facility Manager and/or Charge Registered Nurse, utilizing standard nursing techniques to assist the physician in… more
- Fresenius Medical Center (Cary, NC)
- …Adheres to the Organization Compliance Program, including following all regulatory and Organization policy requirements. Provides direct nursing care pre, ... during and post procedure, under the direction of the Facility Manager , Director of Nursing and/or Charge Registered Nurse, utilizing standard nursing techniques to… more
- Bank of America (Charlotte, NC)
- …experience with a financial institution **Desired Skills and Experience:** + Regulatory Reporting , Liquidity Management, Accounting, Data Management or similar ... + Financial Forecasting and Modeling + Liquidity Management + Regulatory Compliance + Reporting + Attention to...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- PNC (Raleigh, NC)
- …**Competencies** Bank Quantitative Analysis, Consulting, Data Gathering and Reporting , Effective Communications, Predictive Analytics, Quantitative Techniques, ... the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …member of the Quality Control (QC) Lab at the Monroe manufacturing facility, reporting to the QC Manager . Primary responsibilities for this position will ... for evaluation and execution of stability study as per Quality and regulatory requirement. Timely complete testing and ensure compliance during analytical TT and… more
- TD Bank (Charlotte, NC)
- …providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This ... The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve… more