- American Express (Sunrise, FL)
- …This team has global responsibility for identifying, investigating, and reporting suspicious activity, including money laundering and terrorist financing, and ... standards and training programs. The GFCC Program team includes the Transaction Monitoring Program Oversight ("TMRPO") team, the Global Anti-Corruption team, the… more
- Bank of America (Tampa, FL)
- …and manipulate large data sets + Experience in manual report writing (compliance reporting , regulatory reporting , SARs reports) + Proficiency with writing ... support role **Skills:** + Critical Thinking + Fraud Management + Regulatory Compliance + Written Communications + Investigation Management + Policies, Procedures,… more
- TD Bank (Fort Lauderdale, FL)
- …and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for ... and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of… more
- Bank of America (Tampa, FL)
- …investigations while ensuring cases meet or exceed closure and quality metrics, reporting facts of the investigation to assist in identifying potential operational ... / data analytics + Self-starter capable of analyzing and reporting independently + Communications, attention to detail, research/investigative knowledge **Desired… more
- TD Bank (Fort Lauderdale, FL)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline to deliver objective… more
- Citigroup (Tampa, FL)
- …in supporting the Know Your Customer (KYC) processes, ensuring compliance with regulatory requirements and internal policies. This individual will act as a Subject ... providing guidance, training, and support on complex KYC policies, procedures, and regulatory requirements. + Stay abreast of changes in KYC regulations, industry… more
- Bank of America (Jacksonville, FL)
- …and operational risk practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a trusted advisor to ... + Provide oversight for the target state Event Processing (EP) and Transaction Monitoring processes and technology. + Provides end-to-end oversight of target state… more
- Citigroup (Miami, FL)
- …monitoring day-to-day operations, ensuring compliance with policies, supporting the Branch Manager + Exhibits strong sales and service skills, presenting products ... and effectively to ensure complete client satisfaction with resolution + Recognize transaction needs of clients, direct them to the alternative self-service channels… more
- Citigroup (Miami, FL)
- …+ Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and respond to all inquiries, from ... fraudulent transactions. + Take ownership of client investigations (eg, statement reporting issues and pricing inquiries) and collaborate with operational and middle… more
- NextEra Energy (Juno Beach, FL)
- …with the coordination of all of NEER's SOX, CFTC, FERC (or other regulatory agencies as required) compliance activities, both internally and externally, as needed. ... + Monitor trading activity, business unit processes and procedures, and required reporting obligations to ensure compliance with FERC and/or CFTC regulations by… more