- TD Bank (New York, NY)
- …enhancements of TDS banking books and products in risk infrastructure and reporting , with proper implementation standards. + Work with stakeholders to change and ... improve operational booking models + Preparing materials for committee meetings and regulatory requests. **Depth & Scope:** + Position liaises closely with the Banks… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Senior Analyst… more
- Bank of America (New York, NY)
- …to Top of House (TOH) and Line of Business (LOB) specific reports or regulatory related reporting . **Responsibilities:** + Sets or supports the oversight of the ... and monitoring tasks + Conducts analysis, inspects and/or develops credit risk reporting for specific products, and monitors and reports on key indicators for… more
- JPMorgan Chase (New York, NY)
- …and response functions to Critical Facilities (CFs) in the North America portfolio. Reporting directly to the GSOC Manager , you will have the opportunity ... include the development of security and safety policies and procedures, regulatory and legislative compliance, security guard management and alarm response, incident… more
- TD Bank (New York, NY)
- …timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets, ... data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management (JPMAM), a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. Our ... raising and investment vehicle formation, eager to develop new capabilities in regulatory positioning and credit facilities. **Job Summary** As a Vice President in… more
- JPMorgan Chase (New York, NY)
- …knowledge of the 1940 Act and European fund regulation as well as regulatory reporting requirements in respective jurisdictions. + A good understanding of ... providers to streamline and scale the platform. + Focus on business, regulatory , operational, and technical product streams, and work with stakeholders to define… more
- TD Bank (New York, NY)
- …analysis research reports (eg, initiating coverage reports, thematic reports, quarterly reporting initiatives, and marketing packages) + Assists in the development ... and key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in maximizing profitability… more
- SMBC (New York, NY)
- …deal transfer from origination team by collecting key documents, credit files, and reporting items, setting up folder structure for filing these items going forward, ... summarizing key facts and features of the property and transaction , including cash sweep triggers and their testing period,...operating and financial metrics upon the receipt of relevant reporting items against bank's base case and escalate any… more
- TD Bank (New York, NY)
- …with business to bridge and translate business requirements to analytics and reporting needs for a given domain/business + Applies collaborative and strong ... internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or… more