- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** + Managing the ... the regulatory issue management process. + Managing the governance, reporting insights, oversight and follow through to ensure identified issues receive… more
- TD Bank (New York, NY)
- …a compliance and governance perspective.** **In this Position:** **Compliance Risk and Reporting Manager will provide leadership and oversight of process mapping ... on availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development and implementation (or lead… more
- TD Bank (New York, NY)
- …Program, including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures regulatory compliance issues are ... activities that govern and support the identification, assessment, monitoring, and reporting of issues. Key accountabilities include: + Develop and deliver… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and… more
- TD Bank (New York, NY)
- …US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders and… more
- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... execution and delivery of key regulatory initiatives for our US Wholesale business, building foundational...Strong knowledge of JIRA to maintain updates and produce reporting metrics. + Maintaining a central repository of data… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Responsibilities:** + Assist in drafting and maintaining comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders and… more
- Coinbase (Albany, NY)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) ... involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of… more
- SMBC (New York, NY)
- …to its employees. **Role Description** Grounded in an understanding of the Transaction Banking business, the candidate will support the cash management products and ... services offered by SMBC AD and the Global Transaction Banking Department (GTBD AD). The candidate will respond... and service activities, capture metrics, and help prepare reporting for Senior Management in the Americas Division as… more
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