• VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room ... procedures are updated timely and accurately. + **Meetings &** ​ ** Reporting :** Prepare summaries, presentations, briefing notes, and other required documentation to… more
    TD Bank (09/20/25)
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  • Director, Counsel - Cash Management

    SMBC (New York, NY)
    …(including account opening and closing). + Providing legal advice concerning general regulatory and corporate matters related to transaction banking and cash ... will report to the Deputy General Counsel of Americas Division with matrix reporting to practice groups within the Legal Department, which support the commercial… more
    SMBC (09/17/25)
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  • Director - Equity Research Advisory Compliance

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
    TD Bank (09/16/25)
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  • Group Risk Specialist (US) - Capital Risk

    TD Bank (New York, NY)
    …of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of ... + Advanced skill in using analytical software tools, data analysis methods and reporting techniques + Skill in using computer applications including MS Office +… more
    TD Bank (09/30/25)
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  • Head of Platforms & Technology, Governance…

    TD Bank (New York, NY)
    …liaison on behalf of Enterprise Protect and P&T and support partners on regulatory responses related to Cyber and Technology Controls. Additionally, this role will ... Identification and Assessment, Risk Measurement, Risk Treatment, and Risk Monitoring and Reporting on compliance with TD's Risk Appetite and policies relative to… more
    TD Bank (09/19/25)
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  • Senior Compliance Officer - Surveillance, Data…

    TD Bank (New York, NY)
    …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
    TD Bank (09/17/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +… more
    TD Bank (08/22/25)
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  • Community Reinvestment Act (CRA) Data Integrity…

    TD Bank (New York, NY)
    …of Currency (OCC). You will leverage your CRA background to produce accurate reporting of findings identified in data integrity reviews which are provided to Senior ... Additional responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the CRA… more
    TD Bank (09/17/25)
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  • Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... management practices and activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new regulatory areas… more
    TD Bank (09/20/25)
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  • Data Engineer III (US)

    TD Bank (New York, NY)
    …more specific details for this role. **Job Description:** **Preferred Qualifications** Global Transaction Banking (GTB) is a key growth business within TDS that ... optimum trade finance, liquidity, and payment solutions to clients. Global Transaction Banking technology team focuses on delivering top tier technology solutions… more
    TD Bank (09/16/25)
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