- TD Bank (New York, NY)
- …leading review of brand and consumer product marketing, completing regulatory research, assisting with regulatory change management, issue management, ... to support exam responses, reviewing business policies and procedures, and conducting regulatory mapping. Please review the preferred background and experience… more
- TD Bank (New York, NY)
- … review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance ... on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the… more
- TD Bank (New York, NY)
- …** **Reporting to the Senior Manager , the Compliance Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including ... + **Act as a subject matter expert and provide objective guidance, review , and support regulatory change activities** + **Establish strong relationships… more
- TD Bank (New York, NY)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists… more
- TD Bank (New York, NY)
- …that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation ... including oversight over all workstreams and responsibility for related reporting. The Manager supports the head of US Compliance Transformation in leading the… more
- Capital One (New York, NY)
- …or payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification At this time, Capital One ... AML Compliance Advisor Senior Manager Capital One is seeking a Senior ...to support adherence to KYP policies, standards, procedures and regulatory requirements; partnering with line of business AML Advisors… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager , Compliance Program: Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior Manager , ... initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior … more
- Scotiabank (New York, NY)
- …required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory and audit findings and work with business product ... Senior Manager , Business Risk Management US GTB **Requisition ID:**...forums with risk groups, business and internal controls to review overall health of the business; + Support Internal… more
- City National Bank (New York, NY)
- …Enterprise Fraud Risk Manager for the Fraud and Payment Systems, the ORBO Manager II will contribute to the ongoing review and monitoring of operational risk ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY?...address gaps in control design or operating effectiveness * Review and challenge regulatory remediation activities in… more
- TD Bank (New York, NY)
- …of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager will serve as a key member of the second line of defense, ... and Originations, and Unsecured Personal Lending. The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio,… more