- Wells Fargo (Charlotte, NC)
- …social media, conference calls, and other reports for adherence to firm and regulatory policies. The successful candidate should be familiar with various types of ... exchange traded funds and closed-end funds. **In this role, you will:** + Review , analyze, edit, and approve both internal and external communications to ensure… more
- TD Bank (Charlotte, NC)
- …Management / work packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across multiple LoB + Advanced to expert ... handling sensitive/PII data). + Experience with MLOps: Git, notebooks, code review , reproducibility, simple testing, and handoffs to engineering. + Experience with… more
- Coinbase (Raleigh, NC)
- …products. We're looking for a lawyer with solid product development, regulatory and negotiation skills preferably developed within the traditional prime brokerage, ... advise on digital currency and blockchain technology legal and regulatory issues. * Lead and assist with complex and...e-money issuer, payment service firm, broker dealer / asset manager ) or in a law firm supporting such clients.… more
- Navient (Raleigh, NC)
- …together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance.** **As the Senior Compliance ... Analyst, you will:** + Review and approve marketing materials across channels (email, web,...contributing to policies, procedures, and training materials aligned with regulatory best practices. + Lead risk assessments and compliance… more
- Truist (Charlotte, NC)
- …BUCRO leadership regarding activities, trends, and events pertaining to tracked issues including Regulatory , Audit and Credit Risk Review activities as well as ... English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Serve in a primary support role for… more
- Truist (Raleigh, NC)
- …Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** This role is Office Centric - 4 ... management compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions… more
- Truist (Raleigh, NC)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Job Profile Name Software Engineer II Job ... FircoSoft Continuity & Trust applications for Sanctions Screening, AML, and regulatory compliance throughout the applications lifecycle. The developer will deliver… more
- City National Bank (Charlotte, NC)
- …new function along with the policy and procedural requirements * Ready to review , comprehend, and explain ongoing reporting at both individual change effort levels ... Work closely with corporate teams and cross-functional leads as required (eg, Project Manager , Implementation Manager , Business Lead, IT Lead, IRM, Audit, etc.).… more
- Regions Bank (Charlotte, NC)
- …program **Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering ... Schedule for a minimum of three years. You may review , modify, or update your information by visiting and...+ Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory Authority… more
- Lowe's (Mooresville, NC)
- …to support monthly, quarterly and annual closing cycles as prescribed by regulatory and compliance entities. + Review reports, analyses and reconciliations ... support the execution and design of internal controls over financial and regulatory reporting, by working independently to apply and provide experienced accounting… more