- TD Bank (New York, NY)
- …markets. Also provides critical insights and industry information to support advisory services. **Depth & Scope:** + Highly seasoned professional role requiring ... and maintain contacts with market participants + Demonstrates governance, control, and risk management behaviors in alignment with TD policies and practices +… more
- TD Bank (New York, NY)
- …across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance… more
- Bank of America (Bronx, NY)
- …goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. This position ... Home Service Specialist II, Lending Client Associate, Lending Client Support Manager , Lending Specialist, Senior Banker, Business Solutions Advisor or Financial… more
- Mizuho Corporate Bank (New York, NY)
- …but anticipates tomorrow's challenges. You'll work at the intersection of technology, risk , and regulation-collaborating with senior leaders across Legal, Risk , ... Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud transformation… more
- Bank of America (New York, NY)
- …of one year of financial services industry or sales experience** **Skills:** * Advisory * Account Management * Client Experience Branding * Customer and Client Focus ... * Oral Communications * Issue Management * Client Solutions Advisory * Pipeline Management * Active Listening * Attention...Management * Active Listening * Attention to Detail * Risk Management * Policies, Procedures, and Guidelines * Client… more
- Bank of America (New York, NY)
- …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...achieve success + Help reinforce compliance, supervision, and provide risk management support of ADP participants and their activity… more
- Bank of America (Lynbrook, NY)
- …sales experience **Schedule:** Monday - Fridays and rotating Saturdays **Skills:** * Advisory * Account Management * Client Experience Branding * Customer and Client ... * Oral Communications * Issue Management * Client Solutions Advisory * Pipeline Management * Active Listening * Attention...Management * Active Listening * Attention to Detail * Risk Management * Policies, Procedures, and Guidelines * Client… more
- Citigroup (Smithtown, NY)
- …individuals), Relationship Managers (100+ individuals), and other functions supporting wealth advisory sales. The Wealth Regional Director is directly responsible to ... This person will have an expert understanding of the US wealth advisory and bank-channel industry, and direct competitors' products and services. The Wealth… more
- BMO Financial Group (New York, NY)
- …underwriting, corporate lending and project financing, merger and acquisitions advisory services, securitization, treasury management, market risk management, ... and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets **Senior Equity Research… more
- University of Rochester (Albany, NY)
- …Practice of Internal Auditing. **ESSENTIAL FUNCTIONS** + Conducts unit-level risk assessments and develops customized audit strategies for business units, ... projects and presents such plans to the Senior Audit Manager and Executive Director. + Makes certain that audit...of the Audit Department and its ability to provide advisory services through continuous communication with management. + Serves… more