- JPMorgan Chase (New York, NY)
- …short- and long-term goal of our clients. As a Vice President in the Advisory Specialists group within JP Morgan Wealth Management's Investments & Advice team, you ... a crucial role in promoting the development and enhancement of our Advisory Programs. You will deliver exceptional client service, provide comprehensive guidance to… more
- TD Bank (New York, NY)
- … risk . Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall ... business with a path to direct coverage over time. **Responsibilities:** + Provide compliance advisory coverage for the markets advisory team with focus on the… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance advisory experience in the Global Transaction Banking Space supporting...issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. In addition, this individual… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Citigroup (New York, NY)
- …calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and ... or guides other administrative staff when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- City National Bank (New York, NY)
- …Bank's business processes, people, systems or external events. Working with the Enterprise Fraud Risk Manager for the Fraud and Payment Systems, the ORBO ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment... Committee of the Board and RBC. The ORBO Manager II is responsible for providing advisory … more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational ... line of defense (1LOD) to support decision-making. The ORBO Manager 1 is responsible for challenging the quality, sufficiency,...risk appetite and fair representation of the operational risk profile * Provide advisory , oversight, and… more
- City National Bank (New York, NY)
- …confidential thought partner, and act as sounding board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing IT ... Risk Manager 's function strategy eg identification and... Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due… more