- CIBC (New York, NY)
- …including but not limited to; new business initiatives, management reporting, governance and controls and internal audit/deficiency remediations. The US Capital ... Markets Business Management also strives to ensure a sound control environment and provides sound advice in support of...You'll Succeed:** + New Business Initiatives + Work with manager from business management team to support business sponsor… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... strategies, tactics and programs to effectively manage regulatory and governance issues for the Trader environment. **Depth & Scope:**...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... data flows, data lineage, and metadata. + Strong understanding of data governance , data quality, and data lifecycle management and familiarity with data storage,… more
- TD Bank (New York, NY)
- …Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency… more
- M&T Bank (Buffalo, NY)
- …sophisticated remediation plans that address current threats and mitigate future risk . + Lead strategic collaboration efforts with Cybersecurity and Technology teams ... threat hunting strategy. + Advise Cybersecurity Operations Center, engineering, and governance teams on modifications to systems, testing plans, or analysis… more
- M&T Bank (Buffalo, NY)
- …audit examinations over the Bank's Information Technology (IT) Engineering, Operations, Governance , Risk Management, and Architecture functions ensuring the ... Audit group responsible for understanding the IT infrastructure, operations, engineering, risk management, architecture and governance functions in the… more
- Deloitte (Rochester, NY)
- …Consultant, you will: + Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards + Identify ... + Enterprise Directory Architecture and Virtual Directories + Identity & Access Governance including Role based access control , access request and certification.… more
- TD Bank (New York, NY)
- …include, but are not limited to the following activities and controls: - Policy & Governance / Training - Risk Assessment Framework - Know Your Customer (KYC) / ... management and the stakeholders + Maintains a culture of risk management and control , supported through FCRM...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Neuberger Berman (New York, NY)
- …wealth management, trust company, sales distribution and supervision, client reporting, fund governance , compliance, operations, risk , branch exams, etc. + Work ... efficiency + Prepare audit deliverables including announcement memo, narratives, flow charts, risk assessments, control matrices and audit procedures + Document… more
- Citigroup (New York, NY)
- …of Employment & HR + Key stakeholder in senior forums covering strategy, risk management, Employment & HR governance , franchise reputation and/or highly complex ... influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and...that impact the geography + Actively participate in various risk review and control forums while demonstrating… more