- KeyBank (Albany, NY)
- …Risk Management, Corporate Center), and Regulation W. This position will have oversight of compliance risk programs and policies including providing highly ... JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing… more
 
- TD Bank (New York, NY)
- … management expertise to business segments and corporate functions. The Insider and Conduct risk oversight team within TD's 2nd Line of Defense is responsible ... oversight , monitoring and challenge of insider and conduct risk for the US (TDGUS). This job is highly...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
 
- TD Bank (New York, NY)
- … management expertise to business segments and corporate functions. The Insider and Conduct risk oversight team within TD's 2nd Line of Defense is responsible ... oversight , monitoring and challenge of insider and conduct risk for the US (TDGUS). This job is highly...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
 
- SMBC (Albany, NY)
- … Risk team at SMBC MANUBANK's is responsible for providing 2nd line oversight over financial risks including credit risk , market risk , liquidity ... risk modeling and model validation teams to provide oversight over all models at MANUBANK, thereby ensuring models...work habits to drive success. + A hands-on professional manager , who has an approachable, personable style but who… more
 
- ASM Global (New York, NY)
- …evolving industry standards and legal developments impacting event operations. 6. Enterprise Risk & Financial Oversight + Implement and maintain the enterprise ... Job Title: Vice President, Risk ManagementReports To: Chief Legal OfficerLocation: NYC or...appropriate indemnification, hold harmless, and insurance provisions. 4. Claims Oversight and Coordination + Lead the organization's claims management… more
 
- BMO Financial Group (New York, NY)
- …The **Director, Commodities Trading Risk Strategy** , will lead first-line risk oversight for the Commodities Trading business, spanning energy, metals, ... in risk processes, leveraging technology and data to optimize risk oversight . **Qualifications** + **Education:** Master's degree in Finance, Engineering,… more
 
- TD Bank (New York, NY)
- … Risk Management **Job Description:** Enterprise Technology provides independent operational risk management oversight and challenge to operational risk ... risk appetite for cyber, resiliency and technology and establish key risk indicators and monitor effectiveness + Performs oversight and follow-up on… more
 
- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** The Senior Manager , Market Risk Manager ... will play a key role in the independent oversight and reporting of market risk exposures ... Products, and Equities trading businesses. This individual will support the daily risk management process, contribute to the development of risk analytics,… more
 
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset ... This role is integral to the Private Wealth Investment Risk team, focusing on risk measurement, attribution,...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
 
- TD Bank (New York, NY)
- …of TD Bank is responsible for overseeing the management of TD Bank's: non-trading market risk , liquidity risk and capital position. This role can be based out of ... by Treasury, as well as those distributed within Finance, Product groups, Risk Management, governance forums, and the Board + Measuring, analyzing and explaining… more