- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the ... compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations,...to create a more diverse and efficient testing and reporting experience. **What You'll Bring** + 5-7 years of… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Audit Department **Requisition ID:** 229979 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a guideline ... drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90.000,00 - 167.200,00 _Please note that the Salary Range shown is a guideline only. Salary ... audits and examinations. + Support reviews through the planning/scoping, fieldwork and reporting phases. + Escalate potential issues and exception items noted during… more
- Ultralife Corporation (Newark, NY)
- …and industry experience. + Strong technical knowledge of US GAAP, SEC reporting requirements, and ICFR/SOX 404. + Proven experience with multi-entity ... needs of a worldwide customer base. The Role The Manager , Corporate Accounting & Consolidations, is responsible for leading...a critical role in the preparation of external financial reporting , including SEC filings. Reporting … more
- Raymond James Financial, Inc. (New York, NY)
- …risk platform solutions with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics, this leader will ... and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation, replacement, selection, and implementation of vendor… more
- TD Bank (New York, NY)
- …a senior executive of a Company division, performing complex and technical activities requiring considerable discretion and independent judgment. Works with persons ... assembles and prepares data and special reports, providing analysis and summaries (eg SEC research, merger & acquisition or Proxy activity) + Conducts projects as… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as… more