• Management Development Program - Controller's…

    M&T Bank (Buffalo, NY)
    …The Financial Reporting team within the Controller's department is responsible for SEC and Subsidiary reporting as well as the monthly financial close ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...data querying tools (eg, Tableau, SQL) + Familiarity with SEC and bank regulatory reporting + Understanding… more
    M&T Bank (09/06/25)
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  • Operational Risk Manager

    Marex (New York, NY)
    …www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for assisting the Firm in identification, ... and related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of… more
    Marex (09/10/25)
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  • Financial Due Diligence Manager

    Grant Thornton (New York, NY)
    …related license/certification preferred + Strong current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions ... As a Financial Due Diligence Manager , you'll focus on middle-market transactions, serving dynamic...+ Other duties as assigned You have the following technical skills, qualifications, and abilities: + Bachelor's degree in… more
    Grant Thornton (09/16/25)
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  • Sr. Mobility Platform Engineer

    Insight Global (New York, NY)
    Job Description The Senior Mobility Platform Engineer provides overall direction, technical leadership, and expertise supporting the company's cloud and on-premises ... Application Management (MAM). Experience must align with compliance standards such as SEC , FINRA, SOX, and GLBA. Experience with integrations into Microsoft's O365… more
    Insight Global (09/26/25)
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  • Corporate Controller

    Echelon Supply & Service (Liverpool, NY)
    …Controller Candidate is responsible for overseeing the General Accounting and Financial Reporting functions and the financial services area including Credit, A/R and ... company assets are adequately safeguarded and that all financial reporting is prepared in compliance with all financial policies,... is prepared in compliance with all financial policies, SEC requirements and US GAAP. Duties and Responsibilities |… more
    Echelon Supply & Service (09/10/25)
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  • Systems Engineer I

    University of Rochester (Rochester, NY)
    …a large part in day-to-day activities as well as annual department wide reviews/ reporting on hardware end of life cycle replacement budgeting. There will also be ... devices are recommended. + They will Assess, interpret and analyze customer technical problems received via multiple vectors. + Utilize strong technical … more
    University of Rochester (09/26/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone with an entrepreneurial mindset-someone who ... findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure… more
    TD Bank (09/21/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight. We are looking for someone to work ... mitigate them. Develop and maintain compliance information for analysis and reporting . Achieve compliance goals by maintaining current knowledge of regulatory… more
    BMO Financial Group (09/22/25)
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  • Senior Compliance Officer - Surveillance, Data…

    TD Bank (New York, NY)
    …ensure TDS meets regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance ... issues and help implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade… more
    TD Bank (09/17/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as… more
    TD Bank (09/21/25)
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