- Grant Thornton (New York, NY)
- …Audit or Transaction Advisory Services + Current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions + Purchase ... a Valuation & Modeling - Real Estate - Senior Manager , you'll assist clients by leading teams that apply...+ Other duties as assigned You have the following technical skills and qualifications: + Bachelor's degree in Real… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. Salary ... audits and examinations. + Support reviews through the planning/scoping, fieldwork and reporting phases. + Escalate potential issues and exception items noted during… more
- Raymond James Financial, Inc. (New York, NY)
- …risk platform solutions with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics, this leader will ... and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation, replacement, selection, and implementation of vendor… more
- Mizuho Corporate Bank (New York, NY)
- Asset Management One USA Inc is a New York-based asset manager ( SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $7b under ... Assist with regulatory compliance, including filings of regulatory forms (NFA/ SEC ) + Assist with investor reporting preparation...plus + Extremely detail oriented and organized + Strong technical and analytical skills + Knowledge of MS Office… more
- City National Bank (New York, NY)
- *VENDOR RISK SPECIALIST II* WHAT IS THE OPPORTUNITY? The Vendor Program Manager will be responsible for managing vendor relationships across the vendor life cycle ... support world class Service Delivery Organization. The Vendor Program Manager will provide governance and oversight for the enterprise-wide...This role will also maintain procedural documents and provide reporting for the team. WHAT WILL YOU DO? *… more
- SMBC (New York, NY)
- …program. + Escalates regulatory concerns and other significant matters to their manager and ongoing support as necessary for matters requiring escalation. + ... point. + Coordinate with affiliates to address cross border issues, reporting requests and special projects. + Seeks operational efficiencies and automation… more
- BMO Financial Group (New York, NY)
- …to defined regulatory risk policies. + Analyze surveillance data and develop reporting of key risk indicators for internal and external stakeholder reviewers. + ... and Banking Regulations, which include but not limited to SEC , FINRA, FRB, NFA and CFTC. + Demonstrated analytical,...not under their direct control + Ability to read technical compliance material and distil the applicability of the… more