- Broadridge Financial Solutions (Newark, NJ)
- …helping others along the way, come join the Broadridge team. The Client Product Manager Securities Lending serves as the key link between clients, internal ... product teams, and delivery operations within our securities finance technology platform....securities finance technology platform. Reporting to the Product Manager , this role ensures exceptional client satisfaction by overseeing… more
- Deloitte (Morristown, NJ)
- …and provides expertise to clients to gain a competitive advantage by integrating tax strategy into their business operations while working within the confines of ... services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of...Tax Services practice! What You'll Do As a Tax Manager within the Financial Services arm of our Business… more
- TD Bank (Mount Laurel, NJ)
- …and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...colleagues dedicated to setting new industry standards. The Senior Manager - Compliance Programs Governance is responsible for leading… more
- TD Bank (Mount Laurel, NJ)
- …the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) ... strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment,… more
- TD Bank (Cherry Hill, NJ)
- …+ Leads Field Leadership Teams to develop and implement high performance sales strategy across the Wealth business creating an integrated, holistic approach to sales ... well as with other potential partners such as TD Securities , and TD Wealth Canada + Provides accurate, organized...tracking data, and researching information, etc. to ensure effective operations of the business supported + Assesses risks and… more
- MUFG (Jersey City, NJ)
- …developing, implementing, and maintaining an enterprise-wide information risk management strategy to protect the firm's assets, information, and reputation. The ... First Line Business Unit Risk Manager is responsible for managing organizational risks through the...on OpenPages issues + Stakeholder engagement: + Engaged with Operations & Technology key stakeholders, management, BURMs, SLoD, and… more
- MUFG (Jersey City, NJ)
- …work. The high-level responsibilities include managing: + Drive EOL Program strategy , governance, and end-to-end processes by creating and leading cross-functional ... and Audit exams and issues, self-identified issues, information risk control operations , maturity and enhancement initiatives). + Drive proactive risk remediation by… more
- MUFG (Jersey City, NJ)
- …closely with Relationship Managers (RM's) and Portfolio Managers (PM's), Tax Operations and Regulatory Reporting teams, Compliance Division Officers, and other ... operations teams. Role has ownership of on-boarding and KYC...lead on leadership responsibilities as needed, acting as backup manager during team lead's absence. Responsibilities may include:Providing backup… more
- TD Bank (Marlton, NJ)
- …reporting. This job works closely with the Market Supervision Managers and the operations , compliance, and risk departments of the US Wealth organization. **Depth & ... and prepares daily/weekly/monthly exception reports + Partners with the Operations team to enhance workflows and processes to improve...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- Bank of America (Jersey City, NJ)
- …Plexus is aQuartz based Collateral that provides straight-through processing of securities pledging data from margin to settlements systems across multiple LOBs ... of America. The successful candidate will work closely with our technical, operations and business partners to define requirements, design, develop, implement, and… more