- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist, Technology Architecture provides a comprehensive and diverse ... in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- Wellington (New York, NY)
- …perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the...firm's "public-side" investment platform + Assist with providing timely regulatory advice to investment, business and infrastructure teams, on… more
- TD Bank (Melville, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight ... of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of...key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement… more
- Parexel (Albany, NY)
- The Senior Medical Writer will research, create, and edit all documents associated with clinical research. The Senior Medical Writer may operate as the project ... contributions of multiple writers working on related documents. The Senior Medical Writer also facilitates process improvement and technical mentoring/training… more
- NBC Universal (New York, NY)
- …to your success in this role. This position will work closely with the Senior Manager , Data Governance in Decision Sciences on operational compliance programs ... (GDPR), and the Video Privacy Protection Act (VPPA). + In partnership with the Senior Manager and other relevant Data Governance team members, perform key… more
- St. George's University (Great River, NY)
- Senior Assistant Registrar, Institutional Operations For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent ... in the cities listed above at one of our campus locations. The Senior Assistant Registrar for Institutional Operations provides leadership and oversight in managing… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... information to ensure compliance with US regulatory requirements. This role involves supporting new hires and...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Ankura (New York, NY)
- … examinations. Once a company is licensed, Ankura can serve as the overall state regulatory manager in the US to ensure compliance with a myriad of state ... and licensing requirements and will keep clients abreast of regulatory changes. We are seeking a Senior ...of regulatory changes. We are seeking a Senior Associate, License Maintenance, to join the team. Ideally… more