- American Express (Charlotte, NC)
- …Risk & Compliance (GRC) teams. **How will you make an impact in this role?** This ** Senior Manager of Regulatory & Audit Exam Management** will be part of ... help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal...key stakeholders - of audits, second line testing, and regulatory examinations and ensure all requests are addressed in… more
- City National Bank (Charlotte, NC)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... technology projects or programs focused on IT risk, compliance, and regulatory initiatives. This role leads cross-functional project teams responsible for… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- **Position Summary** Provides critical support in developing global regulatory strategy, planning and execution of global investigational and marketed prescription ... activities for all assigned projects in alignment with the Global Regulatory Lead. Translates complex pertinent global requirements and provides an assessment… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory & Practice Review Seasonal Senior Manager you'll support audit teams for regulatory inspection with all with the resources, environment, ... day-to-day may include: + Supporting audit teams that are selected for regulatory inspection + Communicating and interaction with the firm's regulators + Conducting… more
- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Regulatory -Reporting-Operations- Senior -Professional\_25024042-2) **Job Description:** At Bank of America,… more
- TD Bank (Charlotte, NC)
- …enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying, ... assessing, and implementing regulatory change. The Regulatory Implementation Team within...individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support)… more
- Truist (Charlotte, NC)
- …3. Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience. 4. Prior ... risk/control documentation. Manage and provide support for open risk, audit, and regulatory issues. Draft materials to senior leadership summarizing issues and… more
- TD Bank (Charlotte, NC)
- …industry standards. Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance ... TD. Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global … more
- TD Bank (Charlotte, NC)
- …anticipating emerging regulatory challenges and driving sustainable solutions that meet regulatory expectations. The Senior Manager will oversee program ... a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Manager - Compliance Programs Governance is responsible for leading the… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a ** Senior Manager ** to prepare executive reporting content for compliance and risk ... this transition may vary depending on availability and individual circumstances._ The Senior Manager , Compliance Governance & Operations leads, develops and… more