- PW Grosser Consulting, Inc (Saratoga Springs, NY)
- …potential issues with clients professionally. Interact with team members, project manager , hydrogeologists, admin, subs, contractors, regulatory agencies. + ... Position: Senior Engineer Job Location: Saratoga Springs, NY Expire Date: Description: Join our award-winning culture at PWGC. If you're looking to work on exciting… more
- Gateway Hudson Valley (Kingston, NY)
- …acts as the manager on duty as assigned and appropriate. The Senior Residential Counselor assists with ensuring the safe and therapeutic treatment of residents ... Senior Direct Support Professional - Kingston or New...with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager… more
- Wells Fargo (New York, NY)
- …across all levels of reporting; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; * Expertise with legal entity structures within US ... crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- Molina Healthcare (NY)
- **Job Description** **Job Summary** The Sr Analyst, Encounters is responsible for monitoring inbound and outbound encounter processes and ensuring timely, accurate, ... recommendations for improvement to decision-makers. At the direction of the Manager , Encounters, collaborates with cross-functional teams to identify and resolve… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial… more
- MUFG (New York, NY)
- …and interpersonal skills + Solid understanding of EPS (Reg YY), SR 10-6, SR 12-7 and 2052a Regulatory Requirements The typical base pay range for this ... products with a deep understanding of Liquidity Risk and EPS regulatory requirements. **Major Responsibilities:** + Conduct the review of liquidity management… more
- Wellington (New York, NY)
- …perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the...firm's "public-side" investment platform + Assist with providing timely regulatory advice to investment, business and infrastructure teams, on… more
- M&T Bank (Buffalo, NY)
- …problems, addressing and assisting in the investigation of employee and regulatory complaints, coaching managers and employees to achieve resolution of issues ... ER solutions, on a day-to-day and project-focused basis, through consulting with senior leaders, managers and employees on significantly complex issues relating to… more
- KeyBank (Buffalo, NY)
- …and auditors. + Ensure models and their documentation meet bank policies, standards, and regulatory guidelines, such as SR 11-7. + Participate in internal audits ... Cleveland Ohio ABOUT THE JOB As a Quantitative Analytics Manager of Model Risk, you are primarily responsible for...model performance testing and ongoing monitoring to comply with regulatory standards. + Manage and lead on some of… more
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