- BMO Financial Group (New York, NY)
- …clients. Maximizes profit while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the deal team with efforts ... clients with specific product information. + Responds to inquiries from clients, regulatory agencies, or members of the business community in a professional manner… more
- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... across Canada, US, Europe and Asia Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations, rules, and… more
- Neuberger Berman (New York, NY)
- …processes, governance structures, and risk management practices support both regulatory requirements and business objectives, while maintaining a focus on ... Dealer platforms and advisory/sales activities + Oversee the implementation of regulatory changes and strategic initiatives, ensuring that all process changes are… more
- TD Bank (New York, NY)
- …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to… more
- Sunrise Senior Living (New York, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place...& Part time positions available!** The LPN Medication Care Manager is responsible for providing the highest degree of… more
- Huntington National Bank (New York, NY)
- …and associated resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain an assigned ... position reports to the Head of CMFG, or another senior leader determined by the Head of the group....in consultation with legal counsel, the assigned RM/Banker, Underwriter/Portfolio Manager and CMFG leadership + Manage a portfolio of… more
- Mount Sinai Health System (New York, NY)
- …and regulatory agency standards. 12. Encourages, recognizes and rewards manager and staff participation in quality and safety initiatives, compliance and ... patient care, personnel and resource management, and in collaboration with senior nursing leadership, the annual goals, objectives and fiscal targets.… more
- TD Bank (New York, NY)
- …+ Demonstrated maturity and professionalism with proven ability to liaise with senior manager and executive audiences + Superior relationship management skills, ... regulators + Collaborates with Finance, Risk Management, Business Partners, and Regulatory Teams to support US Treasury (ALM, Liquidity and/or Capital) planning… more
- National Association of Insurance Commissioners (NY)
- **Job Description:** The Regulatory Services division of the National Association of Insurance Commissioners (NAIC) has an exciting opportunity for a Supervisor, ... expertise in the field of assignment. Serves as a member of the Senior Credit Committee. Oversees overall operations of an assigned team and inspires others… more
- M&T Bank (New York, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...as with project sponsors, internal and external contacts, and senior management. Teams make a presentation to senior… more
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