- SMBC (Albany, NY)
- … Risk team at SMBC MANUBANK's is responsible for providing 2nd line oversight over financial risks including credit risk , market risk , liquidity ... + Partner with risk modeling and model validation teams to provide oversight over all models at MANUBANK, thereby ensuring models are aligned with corporate… more
- Neuberger Berman (New York, NY)
- …workflows (trading, portfolio construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology . The Regulatory Governance team collaborates ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more
- American Express (New York, NY)
- …all business units, functions, processes and geographies at American Express. We are seeking Manager , External Fraud Risk Oversight (2nd LOD), to join our ... External Fraud Risk Function for American Express. + Provide independent oversight on first and third-party fraud risks across business processes and products,… more
- TD Bank (New York, NY)
- …(eg, Fraud Strategy, HR, Cybersecurity, Audit, Model Risk Management, and Technology ) to support oversight activities + Interest in developing knowledge of ... a member of the Bank's second line of defense, the **Specialist, Fraud & Insider Risk Detection Strategy & Modeling Oversight ** contributes to the oversight ,… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to ... of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight... Owners (own and operate controls to mitigate LRR risk ), and Technology , and with external partners… more
- TD Bank (New York, NY)
- …and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) supported +… more
- TD Bank (New York, NY)
- …As a member of the Bank's second line of defense, the **Senior Manager , External Fraud Detection Strategy & Modeling Oversight ** provides oversight ... levels. This is a highly technical role that provides oversight , monitoring and challenge on the orchestration, architecture, data...management across first line Fraud Strategy and Operations, Model Risk Management, Technology , Data Risk ,… more
- JPMorgan Chase (New York, NY)
- …Function (LOB/CF) Operational Risk Officers and Technology Operational Risk Managers to provide horizontal oversight of LOB/CF resiliency related risks. ... Oversight group, you will coordinate global, strategic risk oversight of end-to-end resiliency at JP...Defense. You will leverage your in-depth understanding of operational risk management and control, including business, technology ,… more
- Capgemini (New York, NY)
- …the job you're considering** As the Agentic and Generative AI Governance & Oversight Lead, you will be responsible for establishing and maintaining a comprehensive ... particular focus on Agentic AI systems, which require heightened oversight due to their autonomous nature. You will lead...role** + Minimum 3 years of experience in compliance, risk management, auditing, legal, or consulting, with a focus… more
