- TD Bank (New York, NY)
- …relationships with the Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance and Trade Accounting + Ensure clarity and urgency in managing ... features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues...They provide operational support and control functions across the trade lifecycle. The team is heavily involved in new… more
- Wells Fargo (New York, NY)
- …to work on-site at stated location on the job opening. + Specific compliance policies may apply regarding outside activities or personal investing; affected ... role:** Wells Fargo is seeking a Global Financial Institutions Trade Leader (Credit Product Senior Manager ), who...management of the portfolio adheres to all applicable credit policies or compliance requirements and prepare for… more
- Crate & Barrel (New York, NY)
- …with an inclusive mindset to join our team as a Team Leader, Design & Trade Your upbeat attitude and ability to engage customers keeps the sales floor energized and ... Sales Associates motivated. Under the direction of the Assistant Store Leader, Design & Trade you lead your team to meet daily sales goals - and exceed customer… more
- CH Robinson (New York, NY)
- …+ Deliver targeted training and raise awareness on OFAC, EAR, ITAR, and global trade compliance for internal teams and business units. + Monitor and analyze ... business initiatives, acquisitions, and customer engagement. + Support and advise the Trade Compliance Committee on operational and strategic initiatives. +… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... in the drafting, review, and updating of the firm's Compliance Manual, policies and procedures, and key...(Excel, Access, PowerPoint, Word, Outlook) + Experience with any pre- trade compliance or portfolio management system (such… more
- SMBC (New York, NY)
- …is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In this highly visible role, you'll collaborate closely ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...the Americas Division (AD) to develop, communicate, and manage compliance policies that support our strategic objectives.… more
- TD Bank (New York, NY)
- …many aspects of Epoch's compliance program including portfolio and personal trade compliance , marketing review, conducting regular compliance training as ... in as a subsidiary of the Toronto-Dominion Bank.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- …and programs. **Job Summary:** Reporting to the Director of Operations, the Manager of Compliance and Clinical Operations is responsible formaintaining an ... state licensure, third party administrators, utilization review and management requirements. The Manager of Compliance and Clinical Operations will also have… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... an important bridge to this key global market for trade and investment flows across the Americas and the...business strategies and objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and… more
- TD Bank (New York, NY)
- …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies . + Technology & Automation: Collaborate with Technology teams and ... reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and Front Office… more