- TD Bank (New York, NY)
- … Management : Work with the Head of Surveillance Initiatives and Portfolio Management , DDI, technology and key stakeholders (eg, Trade Surveillance Leads, and ... Management : Work with the Head of Surveillance Initiatives and Portfolio Management , DDI, technology and key stakeholders (eg, Trade Surveillance Leads, and… more
- Aflac (New York, NY)
- …working knowledge of US and Japan Insurance Industry Regulations as they pertain to investment management + Understanding of US, Japan and state securities and ... VP, Investment Compliance Manager The Company: Aflac...(Excel, Access, PowerPoint, Word, Outlook) + Experience with any pre- trade compliance or portfolio management system (such… more
- JPMorgan Chase (New York, NY)
- …excellent communication abilities. **Job Responsibilities:** + Assist in the portfolio management efforts across all discretionary investment programs, including ... they remain in line with guidelines + Manage the trade execution, reporting, and data oversight processes for discretionary...in private markets investing, with a focus on portfolio management or investment due diligence + Robust… more
- Bloomberg (New York, NY)
- Product Manager - Risk & Investment Analytics - Market Surveillance Data Location New York Business Area Product Ref # 10045195 **Description & Requirements** ... and high touch client service model. **Bloomberg Risk & Investment Data Analytics (RIA)** The Risk & Investment...to proactively manage credit and liquidity risk throughout the trade life cycle. The team also continues to innovate… more
- Neuberger Berman (New York, NY)
- The Neuberger Berman Trade Management Middle Office is responsible for comprehensive, resolution oriented and value-added support services associated with ... on the efficient and accurate recording of transactions and trade matching through trade management ...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities… more
- Bank of America (New York, NY)
- …Strategy + Trading and Investment Analysis + Portfolio Analysis + Portfolio Management + Price Verification and Valuation + Trade Monitoring + Trading + ... Investment Management Specialist (FP) New York,...with current market assumptions by participating in CIO and manager updates and reviewing reports and allocation updates** **Creates… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. ... The Surveillance Quality Assurance Manager will help lead a specialized function responsible for...evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to… more
- TD Bank (New York, NY)
- …Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... assess potential impacts + Maintain a culture of risk management and control, supported by effective processes in alignment...in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current… more
- TD Bank (New York, NY)
- …Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment … more
- TD Bank (New York, NY)
- …to provide critical infrastructure services that support and/or control the trading, investment , and corporate banking functions of TD Securities. We are committed ... They provide operational support and control functions across the trade lifecycle. The team is heavily involved in new...with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and… more