- Raymond James Financial, Inc. (Springfield, IL)
- …Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading , Compliance, IT, and Legal) + Assists and provides input in the ... remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in formalizing… more
- CIBC (Chicago, IL)
- …you will play a key role in supporting a Senior Relationship Manager to deliver comprehensive financial planning and exceptional service to our high-net-worth ... new business development. Your responsibilities will include financial planning, trading , client meeting preparation, investment analysis, research, and all aspects… more
- BMO Financial Group (Chicago, IL)
- …in-depth product, market, and regulatory knowledge across all retail, commercial, and trading products. Advises on liquidity and funding risk mitigation, product ... and funding management framework to optimize risks and maximize risk -adjusted profitability. Provides expertise for the measurement, analysis, and oversight… more
- PNC (Chicago, IL)
- …San Francisco, CA. Licenses: Corporate Finance SIE, 79 and 63 (7 optional/with manager approval) within 180 days of employment PNC will not provide sponsorship for ... to leverage that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the risks associated with… more
- Bank of America (Chicago, IL)
- …role can be filled as a II or III at the manager 's discretion. **Key Responsibilities:** + Manage end-to-end credit processes including underwriting, monitoring, ... documentation + Support client onboarding by reviewing client prospectuses to identify risk objectives and ensure alignment with credit policies + Monitor compliance… more
- Bank of America (Chicago, IL)
- …Due Diligence + Regulatory Knowledge + Case Investigations & Resolution + High Risk Activities & Typologies + Trading & Transaction Patterns (inc. Transaction ... and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- BMO Financial Group (Chicago, IL)
- …around the world. #bmocapitalmarkets Supports the origination and structuring of trading products transactions for commodities clients, and is an integral part ... client needs. + Applies technical concepts to support deliverables. + Considers risk , internal controls and compliance as part of day-to-day accountabilities and… more
- Deloitte (Chicago, IL)
- …in at least two SAP Treasury core components (eg, Cash Management, Transaction Manager , In-House Cash, Risk Analyzers, Liquidity Planner, Hedge Management and ... change. Join us to empower clients to become strategic business partners, manage risk , and unlock new levels of financial and operational excellence. Recruiting for… more
- RWE Clean Energy (Chicago, IL)
- …**Functional area:** Operations & Maintenance; Project Management; Regulation / Risk Management **Remuneration:** Non-Exempt RWE Clean Energy is a leading ... of all assets. **Role Responsibilities:** + The Sr Associatewill assist the Asset Manager in driving the profitability of wind, solar, and battery storage assets, by… more
- Wellington (Chicago, IL)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... Private Investments Compliance team within the Legal, Compliance & Risk Group, working closely with other compliance professionals and...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more