- Fifth Third Bank, NA (New York, NY)
- …positioning the Asset Backed Finance business along with the senior Relationship Manager representing the institution and driving and creating relationships with the ... follow all FTS/FTB key policies and procedures. Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns, and personally… more
- PNC (New York, NY)
- …to leverage that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the risks associated with ... to ensure they adhere to and support PNC's Enterprise Risk Management Framework. To learn more about this opportunity,...within 120 days of employment. Fixed Income (Tax-Exempt): Municipal Trading and Underwriting - SIE, Series 52 and 63… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities** + Manage the day to day operations of the ... from scoping to final report issuance. + Manage and enhance the current Risk Assessment process for each registered and non-registered location in accordance with… more
- Nuveen Investments (New York, NY)
- …RFP/DDQ responses. Nuveen Global Fixed Income ("Nuveen GFI") is world-class asset manager that manages approximately $600 billion of investment strategies across the ... in the world, is guided by a long heritage of successful performance outcomes and risk control for our clients. Nuveen GFI is seeking a senior CLO CPM to support… more
- BMO Financial Group (New York, NY)
- …expertise for a variety of sectors, establishing credit facilities to support trading products business and facilitating credit approvals in support of Trade Finance ... and related regulations. + Understand complexity of transactions and related risk (credit, market, operational, legal/compliance, etc.). + Provides feedback on, and,… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... + Compose KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence + Conduct OFAC and… more
- Bank of America (New York, NY)
- …+ Professionals on the Team develop research-driven strategic and tactical trading ideas. + Interact with Financial Advisors to provide advice on ... portfolio hedging and positioning based on client's objectives and risk tolerance; and engage in the structuring, origination, positioning and execution of OTC… more
- TD Bank (New York, NY)
- …and topics, including operations, finance, regulatory reporting, and sales and trading , and prepare business personnel for meetings with regulators. + Communicate ... and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive work experience… more
- BMO Financial Group (New York, NY)
- …derivatives and QIS products + Ability to collaborate with main stakeholders eg sales, trading , quants and risk management teams to tailor products to client ... + Strong understanding of product lifecycle management, including pricing, risk assessment, and performance monitoring. **Communication and Presentation Skills:** +… more
- TD Bank (New York, NY)
- …the Investment Banking Compliance team are in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. + Responsible ... Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong… more