- Truist (New York, NY)
- …knowledge of trading floor rules and regulations, order management systems, transaction execution workflows from input through settlement. + Strong knowledge of ... trade reporting and pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + Broad risk and regulatory knowledge with an emphasis on Non-Financial Risks.… more
- TD Bank (New York, NY)
- …provide corporate clients with capital markets and banking advice and transaction execution. TD Securities offers its US-based employees the advantage of ... optimization + The Vice President will initially partner with senior Ratings Advisory team members progressing to producing independent rating opinions and leading… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance program… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc.,… more
- TD Bank (New York, NY)
- …to manage their regulatory risk. The successful candidate should have compliance advisory experience in Equity Research business lines and will focus on providing ... experience **Preferred Qualifications** + Approximately 8-10 years of securities advisory experience. Knowledge of Equity Research Business line. Knowledge of… more
- Grant Thornton (New York, NY)
- …range of advisory services to validate, optimize and create value for the Transaction Advisory Practice - all with the resources, environment, and support to ... As a Financial Due Diligence Manager , you'll focus on middle-market transactions, serving dynamic...Strong current knowledge in US GAAP, GAAS, SEC Reporting, transaction advisory services or mergers and acquisitions… more
- Mizuho Corporate Bank (New York, NY)
- General Department Description Global Transaction Banking Americas (GTBA) provides various transaction banking solutions, such as payment/collection services, ... Japanese and US corporate customers. Summary Develop and expand the global transaction banking business. Increase revenue from a broad global client base including… more
- Deloitte (New York, NY)
- Life Sciences M&A IT Integration & Divestitures Senior Manager Our Deloitte Strategy & Transactions team helps guide clients through their most critical moments and ... transformational initiatives. We offer comprehensive end-to-end support and advisory services, covering areas such as valuation modeling, cost optimization,… more
- Deloitte (New York, NY)
- Mergers & Acquisitions IT Integration & Divestitures Manager Our Deloitte Strategy & Transactions team helps guide clients through their most critical moments and ... transformational initiatives. We offer comprehensive end-to-end support and advisory services, covering areas such as valuation modeling, cost optimization,… more