- TD Bank (New York, NY)
- …and risk management behaviors aligned with TD policies and practices. + Provide advisory and oversight support to the Transaction Monitoring and Investigations ... role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director, Financial Crime… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications** **Team Summary** Global Transaction Banking (GTB) is a key growth business within TDS that ... impact with top tier organizations. We offer innovative solutions and treasury advisory services on large and complex liquidity, payments, and trade finance needs.… more
- TD Bank (New York, NY)
- …regulatory risk. Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the ... business with a path to direct coverage over time. **Responsibilities:** + Provide compliance advisory coverage for the markets advisory team with focus on the… more
- Truist (New York, NY)
- …knowledge of trading floor rules and regulations, order management systems, transaction execution workflows from input through settlement. + Strong knowledge of ... trade reporting and pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + Broad risk and regulatory knowledge with an emphasis on Non-Financial Risks.… more
- TD Bank (New York, NY)
- …provide corporate clients with capital markets and banking advice and transaction execution. TD Securities offers its US-based employees the advantage of ... optimization + The Vice President will initially partner with senior Ratings Advisory team members progressing to producing independent rating opinions and leading… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc.,… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance program… more
- Mizuho Corporate Bank (New York, NY)
- General Department Description Global Transaction Banking Americas (GTBA) provides various transaction banking solutions, such as payment/collection services, ... Japanese and US corporate customers. Summary Develop and expand the global transaction banking business. Increase revenue from a broad global client base including… more
- Cherry Bekaert (Albany, NY)
- …provide business advisory and non-attest services spanning the areas of transaction advisory , risk and accounting advisory , digital solutions, ... is proud to have over **75 years** of experience in Accounting and Advisory services. Our shared values, including uncompromising integrity, a passion for excellence… more