- TD Bank (New York, NY)
- …clients (including investor relations professionals and C-suite as well as Buy-Side Broker Liaisons). + Work independently while managing multiple live ... updating the internal systems + Building out the schedule ( managing situations for high and low demand schedules) +...trade + Ensures all trades are confirmed with the broker /dealer + Inputs trades (post execution), and Verifies transactions… more
- MUFG (New York, NY)
- …changes, GUIs, reports, and dashboards, particularly for P&L calculation in the broker -dealer domain; Coding in SQL, MDX (including writing complex SSAS queries), ... staff) responsible for Business As Usual (BAU) support and change development. Managing the support, enhancement, maintenance, and stability of data warehousing and… more
- The Cigna Group (New York, NY)
- …2.) supporting local market growth by enabling our Sales organization through broker engagement strategies. **_This role will support multiple firms and two regions: ... NY/NJ & Southwest._** **DUTIES AND RESPONSIBILITIES** **Local Market Broker Strategy:** + Consultative partner to Market leadership; identifies key partner firms at… more
- TD Bank (New York, NY)
- …and consolidation of the monthly close, review entries and reconciliations for broker -dealer and non- broker -dealer entities and ensure compliance with US GAAP ... and aligns with business priorities + Consistently exercisse discretion in managing correspondence, information and all matters of confidentiality; escalates issues… more
- Bank of America (New York, NY)
- …Group (MAG) Financial Advisor (FA) is a fully licensed, non-commission based retail broker position that operates as part of a centralized coverage team that ... servicing. The Financial Advisor (FA) is a licensed retail broker position that provides investment advice and recommendations to...with manager of client investments. + 10+ years' experience managing a successful book of business. + Expertise in… more
- Citizens (New York, NY)
- …aspects within the Bank's full-service wealth management business, which includes RIA, Broker Dealer and Trust (including Delaware trust) offerings and services. . + ... years of legal experience with substantial experience in the RIA and Broker -Dealer space. + Thorough familiarity with federal securities laws, including the… more
- Raymond James Financial, Inc. (New York, NY)
- …Leads and scales a growing risk team, with responsibility for hiring, developing and managing talent aligned to the evolving needs of a growing organization. . Acts ... an understanding of the market standard risk management practices . Broker -dealer supervisory frameworks, retail investment platforms, and UHNW product risks… more
- Citigroup (New York, NY)
- …with industry consultants. Develop and maintain corporate and industry relationships. Generate broker (external client) metrics including broker votes and client ... regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. A telecommuting/hybrid work… more
- Zurich NA (New York, NY)
- …and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex ... to effectively assess risk + Strong negotiation skills + Strong retail broker relationships + Superior skills in relationship building, active listening, needs… more
- Highmark Health (Albany, NY)
- …provides leadership and direction to a team that manages client and broker /consultant relationships & assignments. This individual manages the existing team and ... grow the existing book of business while growing our broker / consultant relationships and exploring new distribution channels....TPA business. + Develop and execute strategic sales plans, managing a team of executives and client managers while… more