- OEC Group (Queens, NY)
- …+ Experience managing a team of Entry Writers. + Customs Broker License is required. Salary $100,000-$120,000 base salary based on education and experience ... + 5-10 years of experience as Customs Brokerage Manager (must be a licensed Customs Broker ) + Ability to mentor and lead the New York Customs Brokerage team. +… more
- TD Bank (New York, NY)
- …+ **Experience responding to client complaints within a bank or broker -dealer.** + **Experience reviewing and providing guidance on advertising and marketing ... materials for a broker -dealer/bank.** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + **Detail oriented and… more
- US Bank (New York, NY)
- …supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the ... authorities, especially the SEC and FINRA + Experience with broker -dealer corporate governance + Familiarity and experience with relevant...relevant trade groups ( _e.g._ , SIFMA) + Experience managing a team of lawyers and paralegals + Excellent… more
- Zurich NA (New York, NY)
- …Underwriting position at Zurich: + You will develop and maintain relationships with broker partners and customers in the Construction industry in support of business ... appetite and are balanced with sound business opportunity. + Making agent/ broker /customer and on-sight calls with a planned and well-prepared purpose. +… more
- Zurich NA (Syracuse, NY)
- …and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex ... to effectively assess risk + Strong negotiation skills + Strong retail broker relationships + Superior skills in relationship building, active listening, needs… more
- Zurich NA (New York, NY)
- …and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex ... to effectively assess risk + Strong negotiation skills + Strong retail broker relationships + Superior skills in relationship building, active listening, needs… more
- OTC Markets Group Inc (New York, NY)
- …deep understanding of client needs. + Develop and execute strategic plans for managing client relationships with clear and compelling data ensuring long term success ... Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on to facilitate trading. Our innovative model offers… more
- Zurich NA (New York, NY)
- …regulations and rating manual rules. + Developing and maintaining agency and broker relationships. + Working within broad limits and authorities on highly complex ... to effectively assess risk + Strong negotiation skills + Strong retail broker relationships + Superior skills in relationship building, active listening, needs… more
- Zurich NA (New York, NY)
- …and hone your underwriting and marketing skills while building relationships with Select Broker in Long Island.. This is an exciting time to join Middle Markets ... and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex… more
- Broadridge Financial Solutions (Edgewood, NY)
- …legal, marketing, and product groups. This includes client interactions with broker dealers and touch points with potential partners in fintech, market/industry ... design, development support, testing, deployment, and sales + Assist in managing the overall project governance by creating and maintaining project schedules;… more