- Broadridge Financial Solutions (New York, NY)
- …Lead - As the Business / Product Lead , you will play the leading role in managing the delivery of the core product & project scope. + Managing & influencing ... across a range of stakeholders & both product and scope delivery + Managing and allocating work across team of Project BAs , Implementation Analysts and… more
- TD Bank (New York, NY)
- …Suite. Responsibilities will include the following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment, reporting to the US ... leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling… more
- TD Bank (New York, NY)
- …**Job Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth by ... by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- Zurich NA (Albany, NY)
- …Risk Engineering team is seeking a Hospitality Specialist with industry experience in managing large hotels and casinos. This is a work from home role positioned ... where necessary. + Provide engineering support to underwriting teams and attend client/ broker meetings as needed. + Manage account risk portfolio and provide account… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members ... innovation and assist with audit planning, budgeting and monitoring. Support the Managing Director Global Coordination Group with reporting of audit status, issues,… more
- Scotiabank (New York, NY)
- …by fostering an inclusive work environment; communicating vison/values/business strategy and managing succession and development planning for the team. + Communicate ... US compliance policies. Draft policies and procedures for review by key stakeholders; managing the process of obtaining agreement on the content of policies and… more
- Broadridge Financial Solutions (New York, NY)
- …+ Take ownership of high-priority initiatives without requiring detailed direction, managing complex deliverables across multiple teams. + Act as a stabilizing ... such as generative AI. + Experience leading cross-functional teams and managing complex projects across multiple stakeholders. + Exceptional consultative skills,… more
- TD Bank (New York, NY)
- …leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork, and handling ... leadership and management skills with a track record of successfully managing cross-functional teams and large-scale projects + Exceptional communication and… more
- TD Bank (New York, NY)
- …**Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US Compliance Risk Assessment and reports up into ... risks and taxonomies related to consumer and commercial banking, securities ( broker -dealer), and wealth management businesses + Excellent written, verbal and… more
- TD Bank (New York, NY)
- …leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling ... + Provides strategic direction and ownership in developing, implementing, and managing US Wealth's suite of investment products including investment management,… more