- TD Bank (New York, NY)
- …leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling ... and fast paced environment **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws.… more
- JPMorgan Chase (Brooklyn, NY)
- …our Securities Services team, where you'll play a vital role in managing securities settlements and enhancing client experiences. As a Trade Lifecycle Associate, ... of our core client segments, including Asset Managers, Asset Owners, Insurance, Banks/ Broker Dealers, Hedge Funds, and Alternatives. **Job Summary:** As a Trade… more
- JPMorgan Chase (New York, NY)
- …and referral source management and new lead generation + Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... **Preferred Qualifications:** + 10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required. + Knowledge of… more
- Centene Corporation (East Syracuse, NY)
- …encouraged to apply.** **Position Purpose:** Manages either the Medicare Sales or the Broker Field Sales teams to drive and achieve company defined regional or ... Medicare, CMS Regulations and/or Management. Experience in working with or managing brokers. 3+ years of supervisor experience. Prior experience working with… more
- City of New York (New York, NY)
- …ie, immigrant and lower income communities. The AGC will be responsible for - Managing the team's investigative and trial work, including acting as lead counsel or ... related to New York City's Cashless Ban, prohibition on mandatory tenant-paid broker fees, and price gouging. 4. Provide legal counseling to other divisions… more
- CBRE (Albany, NY)
- …Role:** As a CBRE Senior Transaction Manager, you will be responsible for managing real estate transaction activities for a defined portfolio of medium to ... estate products. + Coordinate the negotiation of sales through a field broker . Negotiate leases, amendments, and track expirations. + Secure new high-value… more
- Deloitte (New York, NY)
- …funds, private equity, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. Qualifications ... + Experience working in a fast-paced, team environment + Experience managing projects, including scheduling, budgeting, client correspondence and billing + Strong… more
- TD Bank (New York, NY)
- …exams (as needed). **Depth & Scope:** + Works independently and is accountable for managing a specialized compliance area, business or function and leads a team of ... the equivalent experience at a regulatory body (eg, leading a bank or broker /dealer exam team). + Surveillance experience at Financial Market Regulator (eg, SEC,… more
- Justworks (New York, NY)
- …+ A minimum of 5 years experience in an Account Executive position managing a complete and consultative sales cycle and closing is required.Experience in Lead ... and delivering immediate results. + Have established ecosystem relationships with Broker & Accountant Channel partners. + Passionate about sales and… more