- TD Bank (Charlotte, NC)
- …**Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US Compliance Risk Assessment and reports up into ... risks and taxonomies related to consumer and commercial banking, securities ( broker -dealer), and wealth management businesses + Excellent written, verbal and… more
- City National Bank (Raleigh, NC)
- …of Wealth Management, is a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assisting the Audit Director in supervising ... Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker /Dealer, Investment Banking activities for CNB's Capital Markets, Registered and… more
- Humana (Raleigh, NC)
- …+ **Implementation/Execution** : You are good at organizing and managing multiple priorities and/or projects by usingappropriatemethodologies and tools. + ... with the ability to encourage others incollaborativeproblemsolving.Acting as both a broker and consultant regarding resources, you engage others in problem solving… more
- CenterWell (Raleigh, NC)
- …productivity. + Implementation/Execution: You are good at organizing and managing multiple priorities and/or projects by usingappropriatemethodologies and tools. + ... with the ability to encourage others incollaborativeproblemsolving.Acting as both a broker and consultant regarding resources, you engage others in problem solving… more
- Deloitte (Charlotte, NC)
- …apply to financial institutions, including retail, wholesale and international banks, broker dealers, mutual funds and insurance companies, money service businesses, ... of defense on regulatory, transactional, and documentation issues + Experience in managing a team of professional AML/OFAC compliance practitioners + Proficiency in… more
- Lincoln Financial (Charlotte, NC)
- …asset management personnel proactively to ensure loans are closed timely. + Managing and communicating transaction timelines to internal and external partners to ... loan investment being closed. + Performing pre-and post-closing functions including managing closing checklist to ensure completion and receipt of all required… more
- TD Bank (Charlotte, NC)
- …Team as part of the US Treasury Liquidity Team is responsible for managing and monitoring of TD's US intraday liquidity and collateral monitoring across combined ... This team has oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations such as… more
- Deloitte (Charlotte, NC)
- …they apply to financial institutions, including retail, wholesale and international banks, broker dealers, mutual funds and insurance companies + Ability to develop ... Proficiency in using AML Monitoring systems and related software + Experience in managing a team of professional AML/OFAC compliance practitioners + Ability to build… more
- Lincoln Financial (Raleigh, NC)
- …projects/initiatives. Responsibilities of this Engineer/Administrator role include designing, managing , maintaining and securing LFG's (Lincoln Financial Groups) ... **What you'll be doing** + Serve alongside other technical experts managing , designing and operationalizing LFG's IDP; Active Directory, Microsoft Entra (Azure… more
- Acosta Group (Charlotte, NC)
- …and Reporting:** Report directly to the General Manager or Team Leader, managing and participating in the development, design, and presentation of Acosta ... + A proven track-record in sales; preferably with a food broker or national company. + Strong interpersonal, organizational, presentation, negotiation, and… more