- Scotiabank (New York, NY)
- …and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. + ... inclusive work environment. + Work with Swap Dealer Compliance Advisory Team to perform Swap Dealer Compliance Testing in...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
- MUFG (New York, NY)
- …judgements on the matters required to execute transactions, while seeking guidance from Managing Directors / Director on the matters that require their ... notes placement or bookrunning, institutional loan bookrunning, and project finance advisory services. Transactions often also involve interest rate and currency… more
- MUFG (New York, NY)
- …will provide more details. Overall, Purpose of Job: Reporting to the Director Corporate & Investment Banking and Operations Business Coverage Team, responsible for ... framework compliance testing (e,g, QA, testing or monitoring) 3) Support advisory services for high-priority change initiatives. 4) Support / execute SLoD… more
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