- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part...& Scope:** + Works independently and is accountable for managing a specialized compliance area, business or function and… more
- Scotiabank (New York, NY)
- …equity financing, mergers & acquisitions, institutional equity sales, trading and research, fixed income products, derivatives, energy, and foreign exchange. We ... will my responsibilities look like?** + Assist colleagues in managing risk and control process which includes, but not...+ Assist in preparing weekly and monthly reports to Director and Senior Management. + Work on ad-hoc projects… more
- Citigroup (New York, NY)
- …and approves new debt and equity issuance transactions for the bank's clients. The Managing Director will play a critical role in evaluating and challenging ... and equity issuance, including Initial Public Offerings (IPOs), secondary offerings, and fixed income deals. + **Independent Oversight and Challenge:** Provide… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... for every future! **Purpose** The position is responsible for managing US Leveraged Finance and Non-Investment Grade credit risks,...the portfolio of held loans; and + Report to Director , US Non-Investment Grade Credit Risk Management and will… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... As Director of Financial Crimes Modelling and Analytics, you...experience in setting the algorithmic configuration and creating and managing false positive suppression rules and exceptions in Fircosoft… more
- Wellington (New York, NY)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... pipeline of onboardings, driving our team's agenda with the dealers while managing our counterparty relationships, and acting as a knowledgeable resource regarding… more
- Wellington (New York, NY)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... and US Wealth expansion plans. This individual will report to the Director , Corporate Communications and work closely with other senior executives and business… more
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