- Citigroup (New York, NY)
- …the capital markets, as well as in providing strategic advisory services for mergers , acquisitions and other types of financial transactions in coordination with ... regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 8+… more
- TD Bank (New York, NY)
- …a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions , and other business units within TD Securities ... Manager to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of interest across the firm's global business lines. The… more
- Educational Testing Service (Albany, NY)
- …learners in more than 200 countries and territories. Through strategic acquisitions , we've expanded our global capabilities: PSI strengthens our workforce assessment ... structuring, negotiations, legal documentation, transaction closing, portfolio Board of Director representation and financial exits/liquidations. Transactional Investment & Strategic… more
- TD Bank (New York, NY)
- …a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions , and other business units within TD Securities ... at TD Securities. This role is critical in reviewing, managing and mitigating conflicts of interest across the firm's...Bank as needed. + Work closely with the Conflicts Director on the design, implementation, and continuous improvement of… more
- Scotiabank (New York, NY)
- …needs of our clients. Our products include debt and equity financing, mergers & acquisitions , corporate banking, institutional equity sales, trading and ... get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations &...and write in Spanish a plus. + Experience/background in managing a team of compliance testers with diverse skill… more
- WTW (New York, NY)
- …emphasis on driving profitable organic revenue growth and mergers & acquisitions , providing actionable insights, and managing month-end and quarter-end close ... FP&A, Corporate Finance, Operations or Business Development. 5+ years in Director or above leadership positions with significant people management responsibilities.… more
- Scotiabank (New York, NY)
- …needs of our clients. Our products include debt and equity financing, mergers & acquisitions , corporate banking, institutional equity sales, trading and ... Senior Analyst will assist the team in aggregating and managing the audit universe covered by GBM&T Audit, as...to the Bank. + Supporting the GBM&T Audit COO Director and Senior Manager in the administration, coordination, and… more