- JPMorgan Chase (Brooklyn, NY)
- …striving to be best-in-class. As a Global Financial Crime Compliance Governance Director within the Compliance, Conduct and Operational Risk (CCOR) team, you will ... programs for the Know Your Customer (KYC) team. Your responsibilities will include managing KYC and Customer Escalations, as well as the team's governance process,… more
- BMO Financial Group (New York, NY)
- …corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets We have the unique ... opportunity for a Director , Commodities Sales to join our Energy Origination group...team within Global Markets' Global Origination business responsible for managing and executing energy commodity hedging and financing transactions… more
- JPMorgan Chase (New York, NY)
- As an Executive Director in Corporate banking, you will join a growing global team responsible for coordinating, developing, and growing our global Infrastructure ... in close coordination with the Investment Banking coverage, infrastructure finance advisory (IFA) - loan and bond financing, M&A, derivatives structuring, payments… more
- Citigroup (New York, NY)
- …raising funds in the capital markets, as well as in providing strategic advisory services for TTS, markets and other types of financial transactions in coordination ... deliverables are met; + Identifies cross-sell opportunities to deepen and increase transaction share of wallets; + Maximizes client experience by proactively sharing… more
- Mizuho Corporate Bank (New York, NY)
- …include but are not limited to: (1) Ensuring accurate and timely loan transaction servicing (2) Overseeing the review and of loan documentation relating to the ... estate, loan trading, and loan agency term loan B. + Proficient in managing lending products. + Strong Industry knowledge and network. + Demonstrates clear… more
- SMBC (New York, NY)
- …negotiate transaction documents for the investment management business, including advisory agreements and fund documents. + Manage outside counsel and apply ... US investment management laws and regulations. Support business objectives while managing legal, regulatory, and franchise risks. Assess and respond to regulatory… more
- TD Bank (New York, NY)
- …services to corporate, government, and financial institution ("FI") clients through Transaction Banking ("TB"), Corporate and Investment Banking ("CIB"), and Global ... centers: Toronto, Montreal, Calgary, Vancouver, New York, London, Singapore, and Tokyo. Transaction Banking is a key growth business within TDS that provides the… more
- TD Bank (New York, NY)
- …framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader ... are responsible for identifying and escalating potential market abuse alerts to Advisory Compliance and business supervisors. The incumbent will be responsible for… more
- Scotiabank (New York, NY)
- …to work as part of the team and assist the Senior Managers and/or Director , US Capital Markets Audit to provide audit services to capital markets, investment and ... also support the providing of high quality, value added advisory services to Management as part of the audits...with the OIC. + Review the control effectiveness for managing risks in trading activities. Assess the trading and… more