- Raymond James Financial, Inc. (New York, NY)
- …to include daily risk monitoring across all relevant risk stripes including market , credit, liquidity and operational risks. . Identifies emerging risks and advises ... Client and Asset Management products and an understanding of the market standard risk management practices . Broker-dealer supervisory frameworks, retail investment… more
- M&T Bank (Buffalo, NY)
- …ServiceNow to streamline onboarding. **Own Operational Excellence:** + Oversee financial performance, compliance, risk management, and talent development for your ... to assist in issue resolution M&T Bank is committed to fair, competitive, and market -informed pay for our employees. The pay range for this position is $157,495.91 -… more
- SMBC (New York, NY)
- …and procedures with regard to real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- University of Rochester (Rochester, NY)
- …a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal… more
- City of New York (New York, NY)
- …team. They will determine the need for contractual services and work with the Agency Chief Contracting Officer to define the scope of such services, and to ... vendors. The Director will also manage compliance with New York State Peace Officer requirements and coordinate with the NYPD and other enforcement agencies as… more
- US Army Corps of Engineers (New York, NY)
- …for congressional authorization. Makes recommendations to Selection Authority and/or Contracting Officer with regard to the evaluation of Contractor IFBs (Invitation ... required. This position requires you to submit a Public Financial Disclosure Report (OGE 278) or a Confidential ...this announcement. Salary includes applicable locality pay or Local Market Supplement. When you perform a Civilian Permanent Change… more
- TD Bank (New York, NY)
- …industry-leading data-quality framework. Specifically, the Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, ... **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/compliance/technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and… more
- Bank of America (New York, NY)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte,...baseline economic scenarios, as well as during times of market and idiosyncratic stress. **Department Overview:** Enterprise Capital Risk… more
- Bank of America (New York, NY)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic ... Enterprise Financial Risk Capital Risk Sr. Specialist Charlotte, North...baseline economic scenarios, as well as during times of market and idiosyncratic stress. **Department Overview:** Enterprise Capital Risk… more