- Raymond James Financial, Inc. (New York, NY)
- …to include daily risk monitoring across all relevant risk stripes including market , credit, liquidity and operational risks. . Identifies emerging risks and advises ... Client and Asset Management products and an understanding of the market standard risk management practices . Broker-dealer supervisory frameworks, retail investment… more
- City of New York (New York, NY)
- …and maintaining stable, affordable housing. Under the managerial direction of the Chief Homelessness Prevention Officer , with wide latitude for independent ... projects in the areas under the purview of the Chief . The goal of these projects is to maximize...or private concern in budget administration, accounting, economic or financial administration, or fiscal or economic research; in management… more
- American Express (New York, NY)
- …& Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express ... throughout business units, products, and processes. ORM Governance is looking for a Chief of Staff (Manager Assistant) to support the global Governance team by… more
- University of Rochester (Rochester, NY)
- …a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal… more
- City of New York (New York, NY)
- …the agency. The DEEO will work closely with the Commissioner, First Deputy Commissioner, Chief of Staff, Disciplinary Advocate Officer , and the Director of Human ... compliance. Through its community outreach and the work of its offices of Financial Empowerment and Labor Policy & Standards, DCWP empowers consumers and working… more
- CIBC (New York, NY)
- …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies and ... (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance… more
- TD Bank (New York, NY)
- …industry-leading data-quality framework. Specifically, the Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, ... **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/compliance/technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and… more
- US Army Corps of Engineers (Troy, NY)
- Summary About the Position: This position is the Administrative Officer to the Branch Chief and Mid-level Management for the Albany Field Office. Main duties ... employee on-boarding/out-boarding, travel arrangements, scheduling, government purchase card holder, financial functions and all other administrative requirements such as… more
- Bank of America (New York, NY)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte,...baseline economic scenarios, as well as during times of market and idiosyncratic stress. **Department Overview:** Enterprise Capital Risk… more