- Zurich NA (Sacramento, CA)
- …determine the effectiveness of controls, compliance with management directives, compliance with regulatory requirements and efficiency of operations + ... RCIS Crop Regulatory Operations & Governance Manager 123791 RCIS (Rural...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Southern California Edison (Rosemead, CA)
- …transactional and operating rules and guidelines + Advises business units on regulatory compliance reporting, monitors and conducts surveillance of compliance ... **Join the Clean Energy Revolution** Become a ** Regulatory Affairs & Compliance Advisor** at...In this job you will be part of SCE Regulatory Affairs' Market Design and Resource Adequacy… more
- Bank of America (Pasadena, CA)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel + Manages day-to-day Financial Advisor (FA)… more
- Stryker (San Jose, CA)
- …a Medical Device (SiMD), supporting post- market activities to ensure compliance , drive customer quality, and address regulatory requirements, with ... specific facilities as needed. **What you will do:** + Collaboratively ensure compliance with Quality Management System requirements for post- market activities,… more
- LA Care Health Plan (Los Angeles, CA)
- …making decisions to ensure compliance with regulations. Prepare and conduct compliance -related trainings for internal business units and/or external ... by leading workgroups. Develop processes and specialized tools to monitor compliance performance and support regulatory deliverables. Perform quality assurance… more
- City National Bank (Los Angeles, CA)
- …experience * Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance matters * Ensure all areas of responsibility ... be employed by City National Bank. *The Opportunity* Capital Market Middle Office is a position that will develop...the Bank's risk appetite * Ensures activities are in compliance with regulatory /legal requirements and CNB policy… more
- Gilead Sciences, Inc. (Foster City, CA)
- …PMO to ensure systems/controls compliance + Remain aware of US regulatory changes and market trends; attend conferences, webinars, etc **Basic ... lives of patients with life-threatening illnesses worldwide. The **Associate** **Director, Market Access Systems Excellence** within the Market Access Operations… more
- LA Care Health Plan (Los Angeles, CA)
- … compliance audits and reviews to assess adherence to regulatory requirements, contractual obligations, and internal policies for LA Care subcontracted ... regulatory requirements and industry best practices. Audit: Plans, coordinates, and conduct with other auditors and conducts comprehensive compliance audits… more
- LA Care Health Plan (Los Angeles, CA)
- …state and federal regulatory , and accreditation requirements. Participate in and conduct compliance functions, including, but not limited to, developing ... Compliance Advisor's primary responsibility is providing support and for the Regulatory Compliance unit, the Advisor also advises and supports the Manager,… more
- Banc of California (Santa Ana, CA)
- …in the banking and/or financial services industry preferred. + Certified Regulatory Compliance Manager (CRCM) designation preferred. **HOW WE'LL SUPPORT ... for ensuring all operating procedures for the businesses they support are in compliance with compliance standards and regulatory guidelines; + Ensure… more