- Raymond James Financial, Inc. (New York, NY)
- …their implementation. + Manage a range of investment portfolios through in-depth market and sector analysis while maintaining a wide range of external relationships. ... deliver a contingency plan for significant aspects of the risk management and/or risk control processes. Skills:...how to develop a comprehensive understanding of customer and market conditions that enables maximum return on investments. +… more
- TD Bank (New York, NY)
- …senior officer + Researches and analyzes clients' financial situations, industry and market data, and mergers and acquisition opportunities + Values private and ... documentation + Researches and analyzes clients' financial situations, industry and market data, and M&A opportunities + Provides structure, transactional and… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... + Good understanding of the Financial Institutions sector, global market trends and ability to adapt to changing ...Dealer clients + Knowledge of general elements of credit risk as well as legal/compliance related to Bank and… more
- M&T Bank (Buffalo, NY)
- …policies, procedures and limits focusing on observable breaches in Corporate Risk policies. + Adhere to applicable compliance/operational risk controls ... years of relevant work experience M&T Bank is committed to fair, competitive, and market -informed pay for our employees. The pay range for this position is $22.61 -… more
- JPMorgan Chase (New York, NY)
- …portfolio management. As a global team, QR partners with traders, marketers and risk managers across all products and regions. **Job summary:** As a Vice President ... capital. You will lead the team in designing and implementing advanced models to assess risk , as well as developing tools to predict and explain P&L. You will work… more
- M&T Bank (Getzville, NY)
- …policies, procedures and limits focusing on observable breaches in Corporate Risk policies. + Adhere to applicable compliance/operational risk controls ... 3 years relevant work experience M&T Bank is committed to fair, competitive, and market -informed pay for our employees. The pay range for this position is $20.55 -… more
- BlackRock (New York, NY)
- …integrated system. From portfolio management and trading to compliance, operations, and risk oversight, Aladdin brings together people, processes, and data to create ... and consistent information, Aladdin helps organizations make informed decisions, manage risk effectively, and trade efficiently - ultimately driving better outcomes… more
- Mizuho Corporate Bank (New York, NY)
- …KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence without immediate direction ... Negative News searches on clients and related parties to identify and assess potential risk to the firm + Ability to determine and review Dodd Frank regulatory… more
- BlackRock (New York, NY)
- …integrated system. From portfolio management and trading to compliance, operations, and risk oversight, Aladdin brings together people, processes, and data to create ... and consistent information, Aladdin helps organisations make informed decisions, manage risk effectively, and trade efficiently - ultimately driving better outcomes… more
- Neuberger Berman (New York, NY)
- …product launches, onboarding, and system enhancements. + Collaborate with Compliance, Risk , Product, and other control groups to support effective operational ... risk management and regulatory compliance. + Contribute to fostering...sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business… more