- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...trade reporting, best execution, distribution of issues, and SEC Market Access rule + Strong written and oral executive-level… more
- Highmark Health (Albany, NY)
- …and the business leaders.Serves as a single point of contact to respond and intake risk from the senior leadership team, and follows protocol to triage. + ... the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the enterprise… more
- Citigroup (Albany, NY)
- The **AVP, Field Sales Sr. Officer ** is an intermediate position responsible for providing customer service assistance and meeting sales targets for financial ... to, promote credit awareness, implement credit initiatives, collect and communicate market intelligence, increase new applications and credit sales + Analyze local… more
- Wells Fargo (New York, NY)
- …and ensuring models are used appropriately and effectively throughout the bank. **Trading and Market Risk Division of MRM** is responsible for the model risk ... Investment Banking (CIB) Marekts for front office trading and risk management activities and by Market and...purposes. **About the Role:** Wells Fargo is seeking Model Risk Officer for the areas of Counterparty… more
- Zurich NA (New York, NY)
- AVP, Surety Underwriting Officer OR VP Senior Underwriting Officer 125007 Zurich North America is currently looking for a Contract Surety Underwriter **to ... account contract space.** This is a highly technical and market facing position and requires experience with Surety lines...role will be filled at either the AVP, Underwriting Officer or VP Senior Underwriting officer… more
- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location New...team. **What's the Role?** You will serve as a senior member of the Risk and Compliance Policy ... York Business Area Legal, Compliance, and Risk Ref # 10041461 **Description & Requirements** The energy...* Present policy proposals, updates, and program enhancements to senior leadership and governance forums. * Support ongoing program… more
- JPMorgan Chase (New York, NY)
- …a Managing Director, Chief Credit Officer in the Asset and Wealth Management Credit Risk team, you will play a pivotal role in managing risk and supporting ... issues to Senior Management. + Collaborate in periodic portfolio reviews with Senior Management. + Oversee ad hoc risk -related projects and workflows. +… more
- Citigroup (Getzville, NY)
- The Risk Reporting Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... for Internal Management, Regulators, Auditors, etc. that detail risks inherent in Credit, Market , Operational or other Risk Portfolios. Reporting can cover a… more
- TD Bank (New York, NY)
- …Risk Management including Model Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability to read and ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance...multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk… more