- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance, and Risk Ref # 10043072 **Description & ... implement global training and communication programs and monitor privacy risk across the business. Our team also leads privacy...meet deadlines; * An ability to advise and influence senior business people on data privacy matters; * Strong… more
- JPMorgan Chase (New York, NY)
- … risk assessment, portfolios, clients and sub-sectors. + Lead senior management presentations for quarterly portfolio meetings to assess client, industry, ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...+ Strong understanding of financial products, corporate finance and market dynamics + Strong relationship management skills and success… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Bank of America (New York, NY)
- …deals where the bank is lead agent. The Special Assets Group (SAG) Corp/Comm Senior Portfolio Officer is responsible for managing a portfolio of problem ... SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts;...assets or the international special assets regional manager. Primary market contact for both internal and external communications. May… more
- HSBC (New York, NY)
- …/ Marketing, as needed) etc. As our Private Banking (PB) US Chief Operating Officer (COO) you will: + Ensure senior leadership agenda (incl. formal governance) ... and the planet we all share. The Private Banking (PB) US Chief Operating Officer (COO) will be responsible for a complex strategic delivery agenda that requires… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- University of Rochester (Brighton, NY)
- …to violations of privacy policies and practices. Apprises and involves Chief Privacy Officer and senior leadership if/when appropriate of issues, concerns and ... be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and ... and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and supports… more
- Citigroup (New York, NY)
- …fail to maintain these standards. **Qualifications** : + 15+ years' experience as a senior finance officer in a global organization + Knowledge and experience ... development and execution of financial objectives related to revenues, expenses, capital, and risk . They are a key member of their respective business / function… more