• Unknown (Miami, FL)
    …commercial real estate private equity reo loan servicing special servicing fund operations portfolio management and capital formation About the Role The Company is ... and ensuring compliance with a range of financial and legal requirements. Additionally, the role involves underwriting new debt...special projects as the Loan Workout platform adapts to market conditions. Applicants for the SVP role at the… more
    Appcast IO CPC (01/04/26)
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  • Associate General Counsel - Securities…

    Carnival Cruise Line (Miami, FL)
    **Essential Functions:** + To provide high quality, experienced legal advice on securities laws, corporate governance and financing matters. + Assist with ... of in house or law firm experience as a securities , capital markets and/or finance attorney, with...as cooperatively and efficiently with internal colleagues and outside legal advisors. Ability to manage numerous challenging work assignments… more
    Carnival Cruise Line (11/21/25)
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  • Compliance Director, Capital Markets…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and state securities regulatory agencies. + Retail and clearing firm operations . + Financial markets and products. + Investment concepts, practices and ... **Essential Duties and Responsibilities** + Manages Capital Markets & Advisory ("CMA") Compliance's core compliance program to ensure compliance processes and… more
    Raymond James Financial, Inc. (12/04/25)
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  • VP, Compliance Equity Capital Markets

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Essential Duties and Responsibilities** + Provide Equity Capital Markets (ECM), Equity Research and Investment Banking advisory and monitoring functions + Identify ... and Abilities** **Advanced Knowledge of:** + Concepts, practices and procedures of securities industry compliance. + Rules and regulations of the Securities … more
    Raymond James Financial, Inc. (01/07/26)
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  • Senior Counsel, Litigation

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …courts. * Advanced principles of banking and finance and securities industry operations . * Advanced financial markets and products. **Skill in:** * Managing ... and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will… more
    Raymond James Financial, Inc. (12/19/25)
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  • Assistant GC, Technology & Transactions

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …industry. * Advanced principles of banking and finance and securities industry operations . * Advanced financial l markets and products. **Skill in:** * ... knowledge and skills obtained through education and experience, to manage all legal matters involving assigned functional area. Relying on strong critical thinking… more
    Raymond James Financial, Inc. (12/04/25)
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  • Operation Summer Analyst

    MUFG (Tampa, FL)
    …Capital Markets , Portfolio/Relationship Management, Loan and Agency Services, Finance, Legal and Trade Services. + **Enterprise Services: Internal Control Unit & ... A member of our recruitment team will provide more details. **2026 Operations Summer Analyst** **About MUFG** Discover your opportunity with Mitsubishi UFJ Financial… more
    MUFG (11/18/25)
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  • Senior Manager, Fixed Income Supervision (Saint…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …across the organization including the FI Business Unit Risk Manager, Compliance, Legal , Operations and Risk Management departments. * Performs other duties ... program for Fixed Income Sales. * Collects and reviews internal and external market data to ensure compliance with Raymond James trading policies, FINRA requirements… more
    Raymond James Financial, Inc. (01/07/26)
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  • Director, Alternative Investments Operational Due…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …acquire information necessary to analyze investment structures, offering terms, trading and operations , along with legal and compliance programs. The Director ... and audit * Complex investment concepts, practices and procedures used in the securities industry * Financial markets and complex products * Quantitative and… more
    Raymond James Financial, Inc. (11/20/25)
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  • Transactional Research Solution Consultant

    RELX INC (Boca Raton, FL)
    …accounting firms. About the role As part of the Intelligize Sales Operations Team, the Solution Consultant is responsible for cultivating and maintaining excellent ... MLS, JD or other advanced degree preferred + Industry knowledge of Securities disclosure and regulation highly favored + Experience performing simple and complex… more
    RELX INC (11/30/25)
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