- CIBC (New York, NY)
- …responsible for 1) advising CIBC's global Swaps OTC Derivatives businesses on CFTC, SEC , and NFA rule requirements, as well as CIBC's Global Markets employees on ... the technical aspects of rules for the SEC Security Based Swaps Dealer and the CFTC Swap...and the CFTC Swap Dealer; 2) collaborating with Front Office and Technology personnel on developing and implementing solutions… more
- MUFG (New York, NY)
- …and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member ... This person will be responsible for handling all Middle Office operational functions including, but not limited to, providing...throughout course of day + Work with Repo and Sec Lend desks in regards to funding/settlements of CP… more
- Wells Fargo (New York, NY)
- …of statistic and mathematical modeling + Basic knowledge and understanding of SEC , FINRA and international regulations + Strong knowledge of core computer science ... compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during the application or interview process, visit Disability… more
- Robert Half Legal (New York, NY)
- …with all departments across the organization. Location: Onsite Hybrid - 3 Days in Office (New York, NY) Duration: 3-4+ months Pay: $45+/hour Key Responsibilities: + ... SEC Filings: Prepare and file Forms 3, 4, 5,...and verbal communication skills. * High proficiency in Microsoft Office and internet-based filing systems. * Ability to work… more
- NBC Universal (New York, NY)
- …responsible for providing support for all board matters, legal entity management, SEC filings and shareholder meetings. Essential Responsibilities: + Work as a ... the preparation and filing of required reports with the SEC and NASDAQ, including: preparing and proofing Forms 3,...degree; proficiency with BoardVantage or Diligent. HCue and MS Office , including Word, PowerPoint, Excel and Outlook + Minimum… more
- Evolent (Albany, NY)
- …for Quality Assurance (NCQA) guidelines. + Ensures documentation of all communications with medical office staff and/or MD provider is recorded in a timely ... culture. **What You'll Be Doing:** As a Cardiology, Field Medical Director you will be a key member of...is not identified as an "excluded person" by the Office of Inspector General of the Department of Health… more
- Evolent (Albany, NY)
- …for Quality Assurance (NCQA) guidelines. + Ensures documentation of all communications with medical office staff and/or MD provider is recorded in a timely ... setting? Join our Utilization Management team as a Field Medical Director, Cardiovascular Specialist and use your expertise in...is not identified as an "excluded person" by the Office of Inspector General of the Department of Health… more
- Evolent (Albany, NY)
- …a resource to Initial Clinical Reviewers. + Ensures documentation of all communications with medical office staff and/or MD provider is recorded in a timely and ... Doing: + Serve as the Physician match reviewer in Medical Oncology and imaging cases, that do not initially...is not identified as an "excluded person" by the Office of Inspector General of the Department of Health… more
- Evolent (Albany, NY)
- …a resource to Initial Clinical Reviewers. . Ensures documentation of all communications with medical office staff and/or MD provider is recorded in a timely and ... the culture. **What You'll Be Doing:** As a Field Medical Director, Oncology, you will be a key member...is not identified as an "excluded person" by the Office of Inspector General of the Department of Health… more
- Arrow Financial Corporation (Glens Falls, NY)
- …of 2002 (SOX)/internal control related aspects, Securities and Exchange Commission ( SEC ) filing requirements, regulatory (call report, FRY 9, etc.) reporting. ... cash flow statements. > Manage the quarterly and annual SEC and other regulatory reports including: Form 4s, 8-K,...Reports, United States Housing and Urban Development Reports, and Office of the Comptroller of the Currency (OCC)/Federal Deposit… more